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Wealth Management Companies in Liverpool: 57 Active Firms (2026)
Wealth management companies in Liverpool advise individuals, families and businesses on investments, pensions and financial planning across the city region.
Buying centres in this market sit with private-client advice, pensions and investment oversight rather than enterprise procurement. Clients are typically households, family offices in the informal sense, owner-managed businesses, trustees and local employers that want a named adviser and regular review cycle. Engagements tend to be service-led: fact-finding, suitability assessment, portfolio or pension recommendations, then recurring reviews supported by administration and compliance. The sales motion is therefore more like a professional-services referral network than software or product distribution, with accountants, solicitors and employer contacts often shaping new-client flow.
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Liverpool has 57 actively trading wealth management firms, with reported headcount of 247 across the cohort. The base looks local and adviser-led: only 1 firm reports turnover above £5M, while 5 have been incorporated since 2022. That mix suggests a mature professional-services market with selective new formation rather than a city dominated by national platforms. For researchers, the more useful lens is therefore capacity and client access: many firms appear built around recurring advice relationships, local referral networks and pensions work rather than high-volume product distribution.
Regulated investment advice gives the Liverpool market a different shape from general financial coaching or introducer activity. Advice suitability, disclosure, complaints handling and financial-promotion controls affect the cost base, especially where firms advise on pensions, trustees or vulnerable clients. Recurring service models also create a monitoring obligation: portfolios, risk profiles and client objectives have to be revisited, not sold and filed away. The result is a market where operational discipline, professional indemnity exposure and referral credibility matter as much as headline investment performance.
Consolidation appears more likely than a rush of new entrants, because succession planning, compliance workload and adviser recruitment favour firms with repeatable client-service processes. Liverpool practices that remain independent may lean further into specialist pension, trustee and business-owner advice, where local relationships still carry weight. Scale-up scarcity is likely to persist: relationship-led advice does not usually convert into high-volume expansion without acquisitions or centralised servicing. The more exposed firms are those with narrow introducer channels or ageing client books, while adviser-led teams with recurring reviews should remain comparatively defensible.
57
Active firms
2026
1
Above £5M
Revenue threshold
5
Since 2022
New incorporations
Key facts
About 1% of the trading cohort reports turnover above £5M (1 of 57 firms) — the rest sits below that revenue band.
8% of the cohort was incorporated since 2022 (5 firms), so a sizeable share is in its first few filing cycles.
Liverpool wealth management firms advise individuals, families and businesses on investments, pensions and financial planning across the city region.
The segment is useful for mapping local advisory infrastructure around savings, retirement planning and owner-managed business wealth.
The local market appears practice-led, with client books, recurring advice fees and multi-adviser teams shaping the operating model.
Top Liverpool Wealth Management companies
KELLYS NEWS(LIVERPOOL) LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice to individuals and businesses, covering pensions and retirement planning, investment products such as ISAs and bonds, mortgage and remortgage advice, life and…
Serves private individuals, families and business owners in the North West, including clients planning retirement, managing wealth, arranging mortgages or protection, and handling estate needs.
Financial Health
HealthyHealthy · 0% CAGR over 4y
Location
Parker Kelly Financial Services Ltd
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides financial advice on pensions, retirement planning, investments, ISAs, mortgages, equity release, life and critical illness insurance, and estate planning. Also advises businesses on key…
Serves private individuals and the business community, mainly in the North West, seeking financial advice on pensions, retirement, investments, protection, mortgages and estate planning.
Financial Health
StableStable · Hiring · 9% CAGR over 2y
Location
E S Walton (Property) LLP
Trajectory
5y · 2021–NowProvides independent financial planning and advisory services, including lifestyle-based financial plans, cashflow modelling, wealth building strategies, retirement planning, and guidance during…
Serves UK individuals, families and business owners facing major financial life transitions, including building wealth, planning retirement or selling a business.
Financial Health
Insufficient historyInsufficient history
Location
AF Management Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice and planning services including investment management, pension and retirement planning, protection insurance advice, inheritance tax planning and cashflow…
Serves consumers and households, including first-time buyers, movers, remortgagers, buy-to-let borrowers, retirees, divorcees and people planning for pensions, long-term care or inheritance tax.
Financial Health
StableStable · 2% CAGR over 4y
Location
M.A.G. Financial Services Limited
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides financial planning and advisory services focused on retirement planning. Advises individuals approaching retirement and higher earners on pensions, investment strategies, drawdown…
Serves private individuals, especially people approaching retirement and high earners seeking clarity on retirement affordability, future lifestyle, pensions, investments and estate matters.
Financial Health
StableStable · 0% CAGR over 2y
Location
E. S. Walton & Company (Management) LLP
Trajectory
5y · 2021–NowProvides independent financial planning and advisory services to individuals and families. Services include lifestyle financial planning, cashflow modelling, retirement and wealth planning, and…
Serves individual UK clients and families seeking personal financial planning, especially people building wealth, preparing for retirement, or navigating major life transitions such as selling a…
Financial Health
Insufficient historyInsufficient history
Location
MODUS WM LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial planning and wealth management advice to individuals and business owners. Services include investment planning, retirement planning, protection and insurance advice, mortgages and…
Serves private clients, retirees, high-net-worth individuals, business owners and professional partners seeking personal financial planning, wealth management and corporate financial advice.
Financial Health
StableStable · -67% CAGR over 4y
Location
Adamson Ross Wm Ltd
Trajectory
2y · 2025–NowFinancial sub-scores
Computed from 2 filingsProvides financial planning and wealth management advice, including investment planning, retirement and pension advice, protection planning, mortgages, and intergenerational wealth planning, helping…
Serves private clients, retirees, high earners and families seeking wealth, pension and inheritance planning, alongside business owners and corporate clients requiring financial advice.
Financial Health
HealthyHealthy · 0% CAGR over 1y
Location
Nexus Financial (UK) Ltd
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides independent financial and mortgage advice to individuals. Services include investment and pension planning, mortgage and equity release advice, financial protection and life assurance, and…
Sells to individual consumers and households seeking personal financial and mortgage advice, including clients needing pensions, investments, protection, equity release and inheritance tax planning.…
Financial Health
WeakWeak · 0% CAGR over 2y
Location
DSG ACCOUNTANCY AND BUSINESS SERVICES LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides chartered accountancy and business advisory services including audit and accounts, tax compliance and planning, corporate finance, payroll, cloud accounting, and wealth management for…
Serves businesses, start-ups, charities and private clients in the North West, including company directors, entrepreneurs and individuals needing support with tax, wealth, estate or business matters.
Financial Health
DistressedDistressed · -68% CAGR over 4y
Location
HARAKIMA LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
DistressedDistressed · -68% CAGR over 4y
Location
HWL Wealth Management Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
DistressedDistressed · 0% CAGR over 4y
Location
Edward Asset Management LLP
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial advice on mortgages, investments and wealth management. Assesses clients’ financial circumstances, recommends investment and protection products, and offers ongoing portfolio…
Serves private individuals and households seeking mortgage, investment and wealth management advice, including ongoing support for existing financial advice clients.
Financial Health
HealthyHealthy · Growing · 0% CAGR over 4y
Location
CAM WEALTH GROUP LIMITED
Trajectory
5y · 2020–NowFinancial sub-scores
Computed from 5 filingsProvides discretionary wealth management and investment services for private and institutional clients. Manages a range of specialist investment funds using macroeconomic and fundamental research to…
Serves private wealth clients and institutional investors in the UK seeking discretionary wealth management and access to specialist investment funds.
Financial Health
WeakWeak · -11% CAGR over 4y
Location
P W WEALTH AND FINANCE LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StableStable · -68% CAGR over 4y
Location
Thomas Financial Solutions Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StrongStrong · Growing · 0% CAGR over 4y
Location
Big Help Ethical Financial Services Limited
Trajectory
3y · 2022–NowFinancial sub-scores
Computed from 3 filingsFinancial Health
WeakWeak
Location
Oakley Independent Limited
Trajectory
4y · 2022–NowFinancial sub-scores
Computed from 4 filingsProvides independent financial advice to individuals and businesses covering mortgages, pensions, savings and investments, insurance protection, workplace auto‑enrolment, and estate planning…
Serves individuals, families and local businesses in Merseyside and the surrounding area, including personal clients and employers seeking independent financial advice.
Financial Health
HealthyHealthy · Hiring · 6% CAGR over 3y
Location
Allisons Financial Planning Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice and brokerage services including mortgages for first-time buyers, remortgaging and buy‑to‑let, as well as pensions, retirement planning, investments, inheritance…
Serves individuals, families and business owners in and around St Helens, including first-time buyers, homeowners, property investors, people planning retirement or wealth transfer, and companies…
Financial Health
StrongStrong · Growing, Hiring · 14% CAGR over 4y
Location
Alpha Financial Management Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice on pensions, retirement planning, savings and investments. Also arranges life and income protection insurance, pension consolidation and drawdown options, and…
Serves individual consumers, especially people approaching or in retirement, 55+ pension holders, savers and investors, homeowners considering mortgages or equity release, and clients needing…
Financial Health
WeakWeak · 0% CAGR over 4y
Location
BRIDGEGATE WEALTH MANAGEMENT LTD
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides financial planning and advisory services to individuals and businesses, including investment planning, retirement planning, inheritance tax planning, protection insurance, mortgages,…
Serves a mix of private individuals, retirees and business owners, alongside companies seeking support for directors, staff and employee benefits. Focuses on clients needing long-term financial…
Financial Health
WeakWeak · 0% CAGR over 2y
Location
People and Business IFA Limited
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides independent financial advice and planning for individuals and businesses, including pensions, investments, protection insurance, inheritance tax planning, retirement planning, business…
Serves private individuals at different life stages, business owners and corporate bodies seeking independent financial advice for personal, family and business financial needs.
Financial Health
StableStable · 4% CAGR over 2y
Location
CRAWFORD FINANCIAL PLANNING LIMITED
Trajectory
5y · 2022–NowFinancial sub-scores
Computed from 5 filingsProvides fee-only financial planning and investment advisory services, offering guidance on investment management, retirement planning, and personal financial strategy for individuals, households and…
Financial Health
StableStable · Hiring · 7% CAGR over 4y
Location
The Aldra Group Limited
Trajectory
5y · 2022–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StableStable · Hiring · 3% CAGR over 4y
Location
Willson Grange Limited
Trajectory
2y · 2024–NowFinancial sub-scores
Computed from 2 filingsProvides independent financial advice and planning services, including pension advice, investment management, wealth management, and retirement planning. Works with individual and corporate clients…
Serves individual private clients, including retirees, pre-retirees and people with complex financial affairs, alongside corporate clients seeking support with pensions, investments and wealth…
Financial Health
StableStable · -43% CAGR over 1y
Location
Arrowe Financial Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial planning and advisory services to individuals and businesses, including advice on mortgages, investments, pension planning, equity release, life and income protection insurance,…
Serves private individuals and corporate clients in the UK with varied financial planning needs, including consumers and businesses seeking advice around wealth, pensions, mortgages and protection.
Financial Health
HealthyHealthy · Hiring · 12% CAGR over 4y
Location
Tacit Management Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides wealth and investment management services, including discretionary portfolio management, financial planning and advice, custody and execution, and managed portfolio services for financial…
Serves affluent individuals and families, including entrepreneurs, high earners, business owners and retirees, as well as financial advisers and professional intermediaries seeking investment options…
Financial Health
DistressedDistressed
Location
Moneytree Financial Solutions Ltd
Trajectory
3y · 2022–NowFinancial sub-scores
Computed from 3 filingsProvides financial advice and brokerage services covering savings and investments, pensions and retirement planning, tax planning, insurance protection, mortgages, equity release, and business…
Serves individuals, families, homeowners and property buyers seeking financial advice, alongside business owners and employers needing protection, pensions and staff benefit support.
Financial Health
StableStable · Hiring · 18% CAGR over 2y
Location
OPTASIA WEALTH MANAGEMENT LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial advisory services to individuals and businesses, including investment planning, pensions and retirement advice, mortgage advice, protection and life insurance, business protection,…
Serves private individuals and corporate clients seeking financial advice, including pensions, retirement planning, investments, mortgages, protection and insurance. Targets people managing personal…
Financial Health
HealthyHealthy · 0% CAGR over 4y
Location
The Financial Planning Corporation LLP
Trajectory
4y · 2023–NowFinancial sub-scores
Computed from 4 filingsProvides independent financial planning and investment advice for individuals and families. Services include lifetime cash flow modelling, pensions and retirement planning, estate and philanthropy…
Serves affluent individuals and families across the UK, especially business owners, senior executives and professionals, including those facing retirement, business sale, bereavement or divorce, and…
Financial Health
HealthyHealthy · Hiring · 8% CAGR over 3y
Location
Oakmere Finance Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
DistressedDistressed · 0% CAGR over 4y
Location
Douglas White Limited
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides independent financial planning and investment advice, specialising in retirement planning, pension consolidation, and managing income during and after retirement. Advises individuals and…
Serves individual clients across the UK, especially people in their fifties planning for retirement, those transitioning into or already in retirement, and busy professionals.
Financial Health
StrongStrong · Growing, Hiring · 22% CAGR over 2y
Location
AMM IFA LIMITED
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsFinancial Health
StrongStrong · Hiring · 41% CAGR over 2y
Location
Trafalgar Wealth Ltd
Trajectory
4y · 2021–NowFinancial sub-scores
Computed from 4 filingsFinancial Health
HealthyHealthy · 0% CAGR over 3y
Location
Chilton Finance Limited
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsFinancial Health
HealthyHealthy · 0% CAGR over 2y
Location
ELEVATE WEALTH AND FINANCIAL PLANNING LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
DistressedDistressed · -16% CAGR over 4y
Location
PWS Financial Consulting Limited
Trajectory
5y · 2020–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial planning and advisory services to individuals and businesses. Services include retirement planning, investment strategy, wealth management, and financial protection…
Serves individuals, families and business owners, from young homeowners and parents to people approaching or in retirement, with clients around the UK.
Financial Health
WeakWeak · 1% CAGR over 5y
Location
CHRIS LUNT IFA LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
HealthyHealthy · Growing · 0% CAGR over 4y
Location
NICK DORAN MORTGAGE CONSULTANTS LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
HealthyHealthy · 0% CAGR over 4y
Location
ISUPPLY FINANCE LTD
Trajectory
5y · 2020–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
HealthyHealthy
Location
HAYDOCK HOLDINGS LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StrongStrong
Location
Abacus Mortgage & Protection Advice Ltd
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsFinancial Health
DistressedDistressed · 0% CAGR over 2y
Location
CAPITAL MARKETING LIMITED
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsFinancial Health
StableStable · 0% CAGR over 1y
Location
RAINFORD FINANCIAL SERVICES LIMITED
Trajectory
5y · 2020–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StableStable
Location
SENECA SECURITIES LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides investment management and funding services including EIS portfolio services, venture capital trusts, inheritance tax planning investments, commercial property funds, and debt and equity…
Serves UK private investors, financial advisers, IFAs and wealth management firms seeking tax-advantaged investments, and entrepreneurs and SMEs seeking equity, debt and property-related funding.
Financial Health
DistressedDistressed
Location
HAYDOCK PARTNERS LLP
Trajectory
5y · 2021–NowProvides investment management and corporate finance services, offering tax‑advantaged investment products including EIS portfolio services, venture capital trusts and inheritance tax investments,…
Serves private investors, UK IFAs and wealth managers investing for clients, plus SMEs and entrepreneurs seeking debt or equity funding, across a mix of B2C and B2B markets.
Financial Health
Insufficient historyInsufficient history
Location
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How Liverpool Wealth Management companies work and how to sell to them
What they do
Liverpool wealth management firms usually earn from advice fees, ongoing service charges and investment-management or portfolio-oversight fees, often linked to assets under advice or a defined review package. Initial work can include financial planning, pension consolidation advice, retirement-income modelling and investment recommendations; recurring revenue comes from scheduled reviews, rebalancing, suitability checks and administration. Some practices also charge fixed fees for one-off planning or trustee work. The product is mainly regulated professional judgement wrapped around client records, reporting, platform administration and relationship management, rather than a stand-alone financial product.
Who they sell to
Buyers are normally private clients, couples planning retirement, business owners, trustees and smaller employers seeking pension or benefits guidance. Decision makers can be the client themselves, a spouse or family member, a trustee board, a finance director, or an HR lead for employer-linked work. Most sales are direct or referral-led, with accountants, solicitors and existing clients carrying more weight than formal procurement. The sales cycle is consultative and trust-based: a first enquiry may need several meetings, fact-finding and documentation before paid work starts. RFP-style buying is more likely where trustees or employers appoint advisers, but it is not the default route.
What they buy
Most wealth management practices tend to spend on systems that reduce adviser administration and evidence regulated advice: client relationship management, fact-finding, cashflow planning, risk profiling, suitability report production, portfolio reporting, document storage and secure client communications. Back-office needs also include accounting, payroll, call handling, insurance broking, compliance support, cyber security, training and recruitment for advisers and paraplanners. Firms with recurring review books often value workflow tools that show where each client sits in the review cycle. Marketing spend is usually local and credibility-led, so services around referral partnerships, search visibility, events and client communications tend to fit better than broad consumer advertising.
Why and how to sell to them
Wealth management buyers tend to evaluate vendors when compliance workload rises, an adviser joins, a client book is acquired, or a practice tries to move reviews from spreadsheet-led administration into a more repeatable process. Succession planning is another trigger, because retiring principals need cleaner client records, documented advice journeys and less dependence on individual memory. Outbound angles work better when tied to risk, time and retention: fewer missed reviews, clearer suitability files, faster onboarding, lower rekeying and more consistent client communication. Generic growth claims are less persuasive than showing how a service protects referral trust while giving advisers more capacity for paid client work.
How this list is built
Data sources
This list is built from UK Companies House filings, XBRL accounts data, and semantic analysis of each company's public website. Revenue and headcount figures come from the most recent filed accounts; where the company has not filed, values are estimated using a model trained on filed history and peer benchmarks and are labelled as estimates.
Classification
Rather than relying solely on SIC codes, Firmbase classifies each company semantically: the company's website is crawled, an AI model reads what the company actually sells, and the company is placed into the relevant industry and subsectors. SIC codes are used as one signal but not the only one. This means a company that registered under a generic SIC code but pivoted into (for example) fintech is correctly identified as fintech, not as its original SIC category.
Freshness
The underlying company data is refreshed from Companies House continuously; filings appear in the list within days of submission. The curated list ordering is regenerated when the underlying data moves meaningfully (company count changes by more than 5%, a new company enters the top-ranked segment, or the filed-revenue numbers for the top firms change). You can see the last-updated timestamp near the top of the page.
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Frequently asked questions
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