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Wealth Management Companies in Middlesbrough: 30 Active Firms (2026)
Wealth management companies in Middlesbrough provide financial planning, portfolio oversight and advisory services to local individuals, families and businesses.
Buying activity tends to sit with advisers, planners and practice principals rather than corporate procurement teams. Demand clusters around pension planning, investment-advice workflow, portfolio administration and client relationship management, with most engagements framed as recurring advisory mandates for private clients, families and owner-managed businesses. Local professional networks matter because accountants, solicitors and commercial advisers often shape referral flow. The operating model is closer to a small specialist practice than a platform sale: advice files, review cycles, suitability evidence and portfolio reporting have to be managed alongside face-to-face client service.
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Middlesbrough has 30 actively trading wealth management companies, making the local cohort small enough for relationship networks to shape visibility and referral flow. Reported employment stands at 183 people, which points to a labour footprint dominated by adviser-led practices and support teams rather than large institutional offices. The absence of companies above £5M in turnover reinforces that picture: this is mostly a local private-client and owner-managed-business market, with scale expressed through retained relationships, pension planning capacity and repeat portfolio administration rather than high-volume product distribution.
Advice businesses here work in an operating context where regulated-advice process is part of the service, not a separate back-office concern. Fact-finding, suitability checks, pension-planning documentation and ongoing review discipline all affect capacity, because a practice selling recurring advice has to evidence both the initial recommendation and the later service. Market structure follows from that burden: smaller local firms tend to compete on continuity, referral trust and administrative accuracy, while portfolio administration and reporting create the recurring workload that supports adviser relationships.
New formation appears limited, and the cohort looks more weighted towards established adviser practices than venture-style entrants. That points to gradual change rather than a surge in new platforms. Succession planning, compliance workload and the cost of maintaining portfolio reporting systems may encourage more shared administration or practice combinations, especially among owner-managed firms. Demand should remain relationship-led: clients are likely to value continuity, pension-planning competence and clear reporting over novelty. Scale-up scarcity also suggests that local competition will continue to be shaped by referral access and adviser capacity rather than national brand-building.
30
Active firms
2026
0
Above £5M
revenue threshold
1
Since 2022
new incorporation
Key facts
3% of the cohort was incorporated since 2022 (1 firms), so a sizeable share is in its first few filing cycles.
Middlesbrough wealth managers sit in the advisory layer of UK financial services, covering financial planning, portfolio oversight and related advice.
Client relationships tend to depend on trust, continuity and knowledge of household or business circumstances rather than a purely remote model.
The market appears weighted towards small advisory practices, local planning teams and portfolio-advice businesses rather than national platforms.
Demand is likely to come from individuals, families and business owners needing ongoing advice across planning and investment oversight.
Top Middlesbrough Wealth Management companies
SANDMARTIN FINANCIAL SERVICES LIMITED
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides financial advice and planning services to individuals, including guidance on mortgages, pensions, investments, retirement planning, life insurance and protection products. Also offers…
Serves individuals, families and business owners seeking financial advice across mortgages, protection, pensions, investments and insurance.
Financial Health
StableStable · Hiring · 15% CAGR over 2y
Location
Elite Futures Trading Ltd
Trajectory
1y · 2025–NowFinancial Health
Insufficient historyInsufficient history
Location
Teesside IFA Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StableStable · 0% CAGR over 4y
Location
S Corke Consultancy Ltd
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsFinancial Health
StableStable
Location
BUSINESS PROCESS INNOVATORS LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StrongStrong
Location
VG PROFESSIONAL SERVICES LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
HealthyHealthy
Location
BROOKE CONTRACTOR SOLUTIONS LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
HealthyHealthy
Location
Joslin Rhodes Lifestyle Financial Planning Limited
Trajectory
4y · 2023–NowFinancial sub-scores
Computed from 4 filingsProvides financial planning and advice focused on pensions and retirement. Services include pension consolidation, drawdown and annuity advice, SIPP and defined contribution guidance, investment…
Serves private individuals and families in Teesside, County Durham, North Yorkshire and the North East, especially people approaching or in retirement who need pension, retirement and estate planning…
Financial Health
StrongStrong · Growing, Hiring · 11% CAGR over 3y
Location
M G Shaw (UK) Limited
Trajectory
3y · 2022–NowFinancial sub-scores
Computed from 3 filingsProvides independent financial advisory services including pension planning, investment advice, insurance and protection planning, and broader financial planning. Assists clients with savings…
Serves private clients and families seeking personal financial planning, pension, investment and protection advice, with a local emphasis around Stockton-on-Tees.
Financial Health
StableStable · -11% CAGR over 2y
Location
Solutions Wealth Management Ltd
Trajectory
3y · 2022–NowFinancial sub-scores
Computed from 3 filingsProvides independent financial advice to individuals and businesses covering pensions, retirement planning, savings and investments, life and income protection, wills, inheritance tax planning,…
Serves individuals, families, and businesses in the North East, North Yorkshire and surrounding areas, including people planning for retirement, estate matters, savings, protection, or business…
Financial Health
WeakWeak · -12% CAGR over 2y
Location
Daniel Bishara Financial Planning Limited
Trajectory
4y · 2020–NowFinancial sub-scores
Computed from 4 filingsProvides personal financial planning and advice, including investment management, retirement and pension planning, inheritance tax and intergenerational wealth planning, protection planning,…
Serves individuals and families seeking face-to-face financial advice, including investors, retirees and people planning intergenerational wealth, alongside business clients using corporate services.
Financial Health
StrongStrong · 15% CAGR over 2y
Location
Serene Advice Ltd
Trajectory
4y · 2022–NowFinancial sub-scores
Computed from 4 filingsFinancial Health
StableStable · 0% CAGR over 3y
Location
Your Finances Limited
Trajectory
4y · 2022–NowFinancial sub-scores
Computed from 4 filingsProvides financial advisory and planning services, including mortgage advice, investment planning, pension and retirement planning, life and general insurance, and business protection, offering…
Serves private individuals, families, retirees and business owners needing personalised financial planning, mortgage, pension, investment and protection advice.
Financial Health
WeakWeak · -13% CAGR over 3y
Location
Teesside Financial Management Limited
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides independent financial advice to individuals and business owners, specialising in investment and pension planning. Offers personal and corporate financial planning, portfolio reviews, and…
Serves private individuals and business owners in the UK seeking personal and corporate financial planning, often working alongside solicitors and accountants.
Financial Health
StableStable · 0% CAGR over 2y
Location
Active Financial Planners Limited
Trajectory
4y · 2023–NowFinancial sub-scores
Computed from 4 filingsProvides independent financial planning and advisory services to individuals and businesses, including retirement planning, investment advice, inheritance tax planning, protection planning, mortgage…
Serves individuals, families and business owners, including people approaching retirement, later-life clients, wealth and inheritance tax planning clients, mortgage borrowers and SMEs.
Financial Health
StrongStrong · -2% CAGR over 3y
Location
RESEARCH INDEPENDENT FINANCIAL SERVICES LIMITED
Trajectory
4y · 2022–NowFinancial sub-scores
Computed from 4 filingsProvides independent financial advice and planning services, including investment planning, retirement planning, insurance protection and sustainable investing. Advises private individuals and…
Serves private individuals, families and company directors seeking financial advice on investments, protection, retirement planning and pensions, including clients building wealth or approaching…
Financial Health
HealthyHealthy · -4% CAGR over 3y
Location
Carter Thompson & Associates Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial planning and advisory services to individuals and business owners, including pensions and SIPPs, investment and savings advice, retirement planning, inheritance tax and estate…
Serves individual consumers at different life stages, including savers, investors and people planning for retirement, as well as business owners and self-employed clients seeking financial planning…
Financial Health
StableStable · -2% CAGR over 4y
Location
THE MAP GROUP (UK) EMPLOYEE OWNERSHIP TRUSTEE LIMITED
Trajectory
1y · 2024–NowFinancial Health
Insufficient historyInsufficient history
Location
THE DTNA EMPLOYEES TRUSTEES LIMITED
Trajectory
3y · 2022–NowFinancial Health
Insufficient historyInsufficient history
Location
Tarran & Co. Financial Planning Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial planning and wealth management services to individuals and businesses, including advice on savings and investments, retirement planning, personal and family protection,…
Serves private and corporate clients, including individuals, couples and families, healthcare professionals, business owners with employees, and women seeking female-led financial advice.
Financial Health
StableStable · -4% CAGR over 4y
Location
David Rafferty & Co Limited
Trajectory
2y · 2024–NowFinancial sub-scores
Computed from 2 filingsFinancial Health
WeakWeak · 0% CAGR over 1y
Location
Bede Financial Group Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice and planning services, including pensions, savings and investment planning, life protection, residential and buy-to-let mortgages, equity release, insurance…
Serves individuals and families at different life stages, including savers, investors, homebuyers, landlords and retirees, plus business clients needing commercial insurance and planning.
Financial Health
StableStable · -3% CAGR over 4y
Location
DENHAM & BURD WEALTH MANAGEMENT LIMITED
Trajectory
4y · 2021–NowFinancial sub-scores
Computed from 4 filingsFinancial Health
DistressedDistressed
Location
Mercury Wealth Management Limited
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides independent financial planning and wealth management services, advising individuals on investments, retirement planning, pensions, protection, and long‑term financial strategies to help…
Serves private individuals and families seeking independent financial planning support, particularly clients looking to create, manage and preserve personal wealth.
Financial Health
WeakWeak · -4% CAGR over 2y
Location
PSG Wealth Management Ltd
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides financial advice and wealth management services, including investment planning, retirement planning, protection planning, mortgages, and specialist banking guidance, and offers corporate…
Serves private clients and families, alongside business owners, senior corporate executives, sports professionals and charities seeking wealth management and financial planning advice.
Financial Health
StableStable · 0% CAGR over 2y
Location
Pure Financial Ltd
Trajectory
4y · 2023–NowFinancial sub-scores
Computed from 4 filingsProvides fee-only financial planning and wealth management services, including retirement planning, tax planning, investment portfolio management, asset allocation, estate planning, and cash-flow…
Serves individual consumers and private wealth clients, particularly people nearing retirement, already retired, experiencing life changes, or seeking education-led financial guidance.
Financial Health
StrongStrong · Hiring · 71% CAGR over 3y
Location
PRISMATIC WEALTH LIMITED
Trajectory
5y · 2022–NowFinancial sub-scores
Computed from 5 filingsProvides financial planning and advisory services to individuals and businesses, including pensions, savings and investment advice, protection insurance, employee benefits, and workplace pension…
Serves a mix of individuals and businesses, including private clients seeking financial planning and business owners or employers needing workplace pensions, employee benefits and protection advice.
Financial Health
WeakWeak · -68% CAGR over 4y
Location
DML Financial Planning Ltd
Trajectory
5y · 2022–NowFinancial sub-scores
Computed from 5 filingsProvides financial planning and wealth management advice to individuals and businesses. Services include personal financial planning, investment management guidance, retirement planning, and ongoing…
Serves UK individuals and businesses seeking financial planning and wealth management advice, including those wanting an ongoing relationship with a professional adviser.
Financial Health
StableStable · 0% CAGR over 4y
Location
David Clark Financial Solutions Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
DistressedDistressed · -16% CAGR over 4y
Location
Holborn Assets
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial planning and wealth management services to individuals and businesses, including investment advice, portfolio management, tax planning, insurance brokerage, and employee benefits…
Serves individual clients worldwide, including people with cross-border financial lives, as well as businesses seeking employee benefits support for their workforce.
Financial Health
HealthyHealthy · 0% CAGR over 4y
Location
James Brewster Financial Services Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StrongStrong
Location
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How Middlesbrough Wealth Management companies work and how to sell to them
What they do
Revenue usually comes from advice fees, retained planning relationships and portfolio administration rather than one-off product sales. Middlesbrough wealth management firms typically package regulated financial planning, pension advice, investment recommendations and ongoing review work into annual service arrangements, often with separate charges for initial planning or implementation. Pricing tends to be fixed-fee, asset-based, or a hybrid, with the economics shaped by adviser capacity and repeat review cycles. The service is people-led, but the operational burden sits in workflow: fact-finds, suitability evidence, client communications, reporting and administration all have to be kept current for each household or business owner relationship.
Who they sell to
Private clients, families and owner-managed businesses are the main buyers, with accountants, solicitors and commercial advisers often acting as referral routes rather than formal channel partners. The decision-maker is usually the client, a spouse or family member, a business owner, or a trustee-style contact for more complex planning. Most sales are relationship-led: an introduction, an initial meeting, a planning proposal and then a move into retained advice if trust is established. Contract value varies with the complexity of pension, investment and estate-planning needs, so firms tend to care more about lifetime relationship quality than a single transaction size.
What they buy
Most wealth management firms tend to spend on systems and services that reduce adviser administration, improve client communication and keep evidence organised. Relevant categories include client relationship management, advice workflow, document management, e-signature, secure client portals, portfolio reporting, cashflow modelling, compliance monitoring, cyber security, accounting, payroll and practice management support. Recruitment and outsourced paraplanning can also be relevant where adviser capacity is the constraint. Local marketing, referral development and professional services are more likely to land when they support credibility with clients and introducers, rather than promising broad consumer reach.
Why and how to sell to them
Pain points tend to cluster around review backlogs, suitability file quality, pension-planning documentation, adviser succession and the cost of maintaining reporting systems for a relatively small client base. Buying intent often appears after a new adviser hire, a principal preparing to step back, a practice combination, a compliance review, or a rise in client servicing workload. Outbound messages usually work better when they are specific to advice operations: fewer manual steps per file, clearer audit trails, faster client reviews, cleaner handovers and lower dependence on individual administrators. Generic productivity claims are less useful than evidence that the service fits a regulated, referral-led practice.
How this list is built
Data sources
This list is built from UK Companies House filings, XBRL accounts data, and semantic analysis of each company's public website. Revenue and headcount figures come from the most recent filed accounts; where the company has not filed, values are estimated using a model trained on filed history and peer benchmarks and are labelled as estimates.
Classification
Rather than relying solely on SIC codes, Firmbase classifies each company semantically: the company's website is crawled, an AI model reads what the company actually sells, and the company is placed into the relevant industry and subsectors. SIC codes are used as one signal but not the only one. This means a company that registered under a generic SIC code but pivoted into (for example) fintech is correctly identified as fintech, not as its original SIC category.
Freshness
The underlying company data is refreshed from Companies House continuously; filings appear in the list within days of submission. The curated list ordering is regenerated when the underlying data moves meaningfully (company count changes by more than 5%, a new company enters the top-ranked segment, or the filed-revenue numbers for the top firms change). You can see the last-updated timestamp near the top of the page.
Also in Middlesbrough
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Frequently asked questions
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