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Wealth Management Companies in Nottingham: 54 Active Firms (2026)
Wealth management companies advise clients on investments, pensions and financial planning across Nottingham and its surrounding metropolitan area.
Buying decisions tend to sit with principals, adviser teams and practice managers rather than central procurement functions. The main demand centres are private-client financial planning, pension and retirement work, investment portfolio oversight, and trust or business-owner advice. Engagements are usually relationship-led: ongoing reviews, suitability updates, platform administration and periodic tax or inheritance planning coordination. The buyer base is mostly local private clients, families, trustees and owner-managed businesses, with professional-referral channels from accountants and solicitors carrying weight. That gives the cohort a professional-services feel, closer to accountancy or legal advisory practices than to institutional asset management.
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Nottingham has 54 active wealth management companies in this list, a compact cohort by wider financial-services standards. Reported employment totals 123 people, which points to adviser-led practices with modest administrative teams rather than large processing centres. Only 1 company reports more than £5M in turnover, so the market is not dominated by large local institutions. Formation is still continuing, with 5 firms incorporated since 2022, but the centre of gravity remains established, relationship-based advice and client servicing across the metropolitan area.
Authorisation status is central because investment advice, discretionary portfolio work and some pension activity sit inside the regulated perimeter for financial services. Firms need documented suitability assessments, fee disclosure, complaints handling, anti-money-laundering checks and client-asset controls where they administer assets or client money. Referral flows from accountants and solicitors can be useful, but introducer arrangements need clear disclosure and supervision. Marketing is also constrained by financial-promotion rules, which favours reputation, referrals and adviser continuity over broad consumer advertising.
The local outlook appears incremental rather than expansive. Owner-managed advisory practices tend to defend client books through service continuity, succession planning and referral networks, while acquirers look for recurring revenue and advisers with transferable relationships. Regulatory pressure has been pushing smaller firms toward clearer documentation, cleaner fee models and outsourced administration where internal capacity is thin. Scarcity of scale-up profiles may limit new platform-building activity, but it can also make profitable adviser teams attractive consolidation targets. The main constraint is likely to be adviser capacity, not client demand alone.
54
Active firms
2026
1
Above £5M
reported revenue
5
Since 2022
new incorporations
Key facts
About 1% of the trading cohort reports turnover above £5M (1 of 54 firms) — the rest sits below that revenue band.
9% of the cohort was incorporated since 2022 (5 firms), so a sizeable share is in its first few filing cycles.
Nottingham-area wealth managers advise households, business owners and trustees on investments, pensions and long-range financial planning.
Local providers tend to compete on trust, adviser capacity and recurring fee income rather than one-off product sales.
Recurring client books and specialist pension work appear to shape acquisition interest among consolidators looking outside London.
Top Nottingham Wealth Management companies
GEORGE SQUARE ACQUISITIONS LTD
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides independent financial advice and planning for individuals and businesses, including investment management, pension and retirement planning, tax and estate planning, mortgage advice,…
Serves individuals, mortgage borrowers, retirees, investors and business owners, as well as employers seeking financial planning support for pensions, employee benefits and protection, primarily…
Financial Health
StableStable · -90% CAGR over 2y
Location
GEORGE SQUARE FINANCIAL MANAGEMENT LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial planning and advisory services to individuals and businesses, including investment advice, pension and retirement planning, tax and estate planning, life insurance, and…
Targets private clients such as homebuyers, investors, retirees and families planning later life or inheritance, alongside SMEs, family businesses and employers across the East Midlands and beyond.
Financial Health
StableStable · -68% CAGR over 4y
Location
Sterling Financial Services Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial planning and wealth management services, including investment portfolio management, retirement planning, and tax planning. Advises private clients on ISAs, pensions, and other…
Serves private individuals and families, typically those with more than £500,000 in investable assets, seeking ongoing financial adviser support for wealth, retirement and tax-related decisions.
Financial Health
HealthyHealthy · 0% CAGR over 4y
Location
INVESTMENT SENSE LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice and planning services focused on pensions, investments, and retirement. Advises individuals on SIPPs, savings options, risk management, and retirement income…
Serves individuals and couples planning for retirement, approaching or already in retirement, and people with SIPPs, including clients making pension, investment and retirement decisions.
Financial Health
StableStable · -4% CAGR over 4y
Location
Park View Financial Services Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial advice and planning services to individuals and businesses, covering mortgages, investments, pensions, savings, retirement planning, protection insurance, workplace auto‑enrolment,…
Serves individuals, families, retirees and employers seeking financial advice, including homeowners, investors, pension planners, later-life clients and businesses with workplace pension obligations.
Financial Health
StableStable · 0% CAGR over 3y
Location
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial planning and investment advisory services to corporate and private clients, including investment management, retirement planning, estate and tax planning, cashflow planning, and…
Serves private individuals, families and corporate clients seeking financial planning and investment advice across life stages and long-term financial goals.
Financial Health
StrongStrong
Location
RED IFA (NOTTINGHAM) LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice to individuals and businesses, including investment planning, pensions and retirement planning, mortgage and borrowing advice, personal protection, inheritance…
Serves individual consumers and corporate clients across the UK seeking financial advice on investments, retirement, mortgages, protection, inheritance tax, business tax planning and workplace…
Financial Health
StrongStrong · Growing, Hiring · 32% CAGR over 4y
Location
Else Mortgages Ltd
Trajectory
5y · 2022–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
HealthyHealthy · 0% CAGR over 4y
Location
Gudtogiv Limited
Trajectory
1y · 2025–NowFinancial Health
Insufficient historyInsufficient history
Location
Enlighten Global Consulting Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StrongStrong · Growing · 0% CAGR over 4y
Location
BUCKSTRYBE LIMITED
Trajectory
2y · 2025–NowFinancial sub-scores
Computed from 2 filingsFinancial Health
DistressedDistressed
Location
Katie Grogan Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
WeakWeak · 0% CAGR over 4y
Location
MERRIXGROGAN CORPORATE LTD
Trajectory
5y · 2022–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StableStable · Hiring · 7% CAGR over 4y
Location
Riverfall Financial Limited
Trajectory
5y · 2020–NowFinancial sub-scores
Computed from 5 filingsProvides financial planning and advisory services including pensions and retirement planning, investment advice, estate and inheritance planning, mortgages and protection insurance, as well as…
Serves individuals, families and business owners in Nottingham and the East Midlands, plus companies seeking support with protection, director pensions and employee benefits.
Financial Health
StableStable · -8% CAGR over 6y
Location
Blowfish Financial Services Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice to individuals and businesses, including guidance on savings and investments, pensions, insurance protection, inheritance tax planning, and corporate financial…
Serves individuals, families and businesses in the East Midlands, particularly around Nottingham, Derby and Leicester, seeking independent financial advice for personal wealth, pensions, protection,…
Financial Health
StableStable · -5% CAGR over 4y
Location
COCKBURN LUCAS INDEPENDENT FINANCIAL CONSULTING LIMITED
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides independent financial planning and advisory services to private clients, companies and family trusts, including investment advice, retirement and pension planning, tax planning, and…
Serves private clients, family trusts and businesses across the East Midlands, including individuals navigating life events and organisations seeking financial planning support.
Financial Health
StrongStrong · -3% CAGR over 2y
Location
RICHMOND HOUSE MANAGEMENT LIMITED
Trajectory
5y · 2020–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice and wealth management services, including investment management, pension and retirement planning, inheritance tax planning, protection advice, cash flow…
Serves individuals, families and company clients seeking independent financial advice, including people planning retirement, managing wealth, inheritance, care costs or major life-stage decisions,…
Financial Health
WeakWeak
Location
CAMPBELL CAIN WEALTH MANAGEMENT LIMITED
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides financial planning and wealth management advice for individuals and businesses. Services include investment planning, retirement planning, protection, mortgages, corporate financial advice,…
Serves private individuals and families, retirees, business owners and company directors, as well as corporate clients, including people with intergenerational wealth, long-term care needs and Armed…
Financial Health
StableStable · 0% CAGR over 2y
Location
Blue Spire Independent Financial Advice Limited
Trajectory
5y · 2022–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice to individuals and businesses, including retirement planning, private and workplace pensions, investment and savings advice, wealth management, and protection…
Serves UK-based individuals, families and business owners/employers seeking independent financial advice, including those planning retirement, investments, savings, protection and workplace pensions.
Financial Health
StableStable · -5% CAGR over 4y
Location
BALANCE: TRUSTEES LIMITED
Trajectory
5y · 2020–NowFinancial sub-scores
Computed from 5 filingsProvides financial planning and advisory services including retirement planning, investment portfolio management, inheritance and estate planning, and cash‑flow modelling. Advises individuals and…
Serves UK individuals, couples and families with significant financial decisions, including retirement, inheritance, lump sums, lottery wins and business sales, plus business owners seeking planning…
Financial Health
StableStable · 0% CAGR over 1y
Location
Concept Financial Solutions Limited
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides independent financial advice and brokerage on pensions, investments and savings, life and protection insurance, and mortgages. Offers online tools including portfolio access, financial…
Serves individuals, families, mortgage customers, retirees, investors and business owners seeking financial advice across protection, pensions, investments, mortgages and business cover.
Financial Health
HealthyHealthy · Growing · 0% CAGR over 2y
Location
Reliance Financial Planning Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
HealthyHealthy · -10% CAGR over 4y
Location
P L Financial Solutions Ltd
Trajectory
4y · 2022–NowFinancial sub-scores
Computed from 4 filingsFinancial Health
HealthyHealthy · Hiring · 26% CAGR over 3y
Location
Ten Wealth Management Limited
Trajectory
3y · 2022–NowFinancial sub-scores
Computed from 3 filingsProvides independent financial advice to individuals and families, including guidance on investments, pensions and tax planning. Offers ongoing financial planning and review services and specialist…
Serves wealthy individuals and families, including a specialist focus on members of the University Superannuation Scheme (USS).
Financial Health
StrongStrong · Growing · 0% CAGR over 2y
Location
Carter Legrand Wealth Strategies Limited
Trajectory
4y · 2022–NowFinancial sub-scores
Computed from 4 filingsFinancial Health
DistressedDistressed · 0% CAGR over 3y
Location
Bennett Allen Financial Planning Limited
Trajectory
4y · 2023–NowFinancial sub-scores
Computed from 4 filingsFinancial Health
StableStable · 0% CAGR over 3y
Location
Revival Finance Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
DistressedDistressed · -24% CAGR over 4y
Location
David Burnell Wealth Management Limited
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsFinancial Health
HealthyHealthy
Location
Harron Financial Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
WeakWeak · 0% CAGR over 4y
Location
SIMON FROST ASSOCIATES LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
DistressedDistressed · -68% CAGR over 4y
Location
David Burnell Financial Services Limited
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsFinancial Health
HealthyHealthy · 0% CAGR over 2y
Location
Dan Hamson Financial Services Limited
Trajectory
3y · 2022–NowFinancial sub-scores
Computed from 3 filingsFinancial Health
WeakWeak
Location
David Ducker Associates Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StableStable · Hiring · 19% CAGR over 4y
Location
Invictus IFA Ltd
Trajectory
5y · 2022–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
WeakWeak · 0% CAGR over 4y
Location
N & D Financial Services Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
HealthyHealthy · 0% CAGR over 4y
Location
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How Nottingham Wealth Management companies work and how to sell to them
What they do
Nottingham wealth management firms usually earn through recurring adviser charges, initial planning fees and, for some, portfolio or platform administration linked to assets under advice. The service is part software-enabled workflow and part professional judgement: fact-finding, suitability assessment, pension modelling, investment selection, annual review and coordination with tax or legal advisers. Pricing tends to be relationship-based rather than self-serve, with fees agreed during onboarding and reviewed as client circumstances change. Smaller practices often rely on stable client books, adviser referrals and retention, while lower-mid-market firms add paraplanning, compliance support and client-servicing teams to keep recurring work manageable.
Who they sell to
Clients are typically private individuals, families, trustees and owner-managed businesses in and around Nottingham, often introduced through professional networks rather than broad consumer acquisition. Decision-makers are usually the client, a family member with financial responsibility, a trustee, or a business owner weighing pension, succession or investment planning. Sales cycles tend to be trust-led: an introductory meeting, fact-find, risk discussion, proposal, then onboarding. Formal procurement is uncommon outside trustee or corporate-adjacent work, so credibility, adviser continuity, fee transparency and evidence of process tend to matter more than polished bid documentation.
What they buy
Most wealth management firms tend to spend on regulated-client workflow rather than large enterprise infrastructure. Useful categories include client relationship management, back-office administration, document management, electronic signatures, portfolio reporting, cashflow planning, compliance monitoring, anti-money-laundering checks, cyber security, call recording, client portals and management information. They may also buy outsourced paraplanning, compliance consultancy, professional indemnity advice, accountancy, payroll, recruitment, local marketing and referral-development support. Smaller adviser-led practices usually value tools that reduce rekeying, evidence advice quality and protect client relationships without forcing a wholesale change to how advisers run reviews.
Why and how to sell to them
Buying triggers often appear when adviser capacity tightens, a practice takes on new clients, a principal plans succession, or compliance work starts to crowd out client-facing time. Firms may also re-evaluate suppliers after complaints, file-review issues, platform changes, cyber concerns, staff turnover or a move toward outsourced administration. Outbound messages tend to work better when framed around recoverable adviser time, cleaner audit trails, lower operational friction and reduced conduct risk, rather than abstract growth claims. Nottingham buyers in this segment are likely to prefer specific use cases, peer categories and implementation steps over broad claims about modernising the practice.
How this list is built
Data sources
This list is built from UK Companies House filings, XBRL accounts data, and semantic analysis of each company's public website. Revenue and headcount figures come from the most recent filed accounts; where the company has not filed, values are estimated using a model trained on filed history and peer benchmarks and are labelled as estimates.
Classification
Rather than relying solely on SIC codes, Firmbase classifies each company semantically: the company's website is crawled, an AI model reads what the company actually sells, and the company is placed into the relevant industry and subsectors. SIC codes are used as one signal but not the only one. This means a company that registered under a generic SIC code but pivoted into (for example) fintech is correctly identified as fintech, not as its original SIC category.
Freshness
The underlying company data is refreshed from Companies House continuously; filings appear in the list within days of submission. The curated list ordering is regenerated when the underlying data moves meaningfully (company count changes by more than 5%, a new company enters the top-ranked segment, or the filed-revenue numbers for the top firms change). You can see the last-updated timestamp near the top of the page.
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Frequently asked questions
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