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Wealth Management Companies in Derby: 35 Active Firms (2026)
Wealth management companies in Derby advise individuals and businesses on investments, pensions and financial planning across the city region.
Buying centres in this Derby cohort sit around retirement planning, investment portfolio oversight, estate planning and protection advice, rather than volume self-serve products. The buyer is usually a private client, company director or owner-managed business wanting a named adviser and recurring reviews. Engagements tend to be relationship-led, with advice meetings supported by client relationship management, portfolio reporting and compliance workflows. The commercial centre of gravity appears local and advisory, spanning specialist owner-led practices and larger local teams rather than enterprise distribution platforms.
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Derby has 35 actively trading wealth management companies, making this a small city-level cohort rather than a regional advice market in miniature. Reported headcount totals 58 people, which is consistent with relationship-heavy practices where adviser capacity, paraplanning and administration shape growth more than software distribution. The absence of firms above the £5M turnover threshold points to a market made up of local practices and branch-like advisory teams, not revenue-ranked national consolidators.
Advice-led Derby practices operate in a regulated market where permissions, suitability assessments and client-file discipline matter as much as acquisition. Pension transfers, investment advice and protection recommendations each bring different conduct risks, so back-office process is part of the operating model rather than an administrative afterthought. Market structure is also shaped by recurring reviews and referrals: local trust helps origination, while compliance costs make shared paraplanning, centralised investment processes and network affiliations attractive for smaller adviser teams.
Local advice demand appears tied to retirement planning, succession questions and the personal finances of owner-managed businesses, so growth tends to follow adviser hiring and client retention rather than a simple product-led curve. Scale-up scarcity may persist where compliance overheads and succession planning encourage sale to larger advice groups. Independent practices should still find room where trust, locality and specialist planning matter, but the market is likely to remain relationship-constrained rather than platform-led.
35
Active firms
2026
3
Recent incorporations
Since 2022
0
Above £5M
No firms over £5M revenue
Key facts
8% of the cohort was incorporated since 2022 (3 firms), so a sizeable share is in its first few filing cycles.
Derby wealth-management firms sit between retail financial advice and local professional services, with relationship-led work rather than one-off transactions.
Client relationships tend to run over long lifecycles, covering investments, pensions and financial planning.
Advice practices and recurring client servicing shape the segment more than platform operations.
The local market is most useful for mapping Derby advisory capacity rather than identifying national consolidators.
Top Derby Wealth Management companies
The Paul Barker Practice Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial planning and wealth management advice to private and business clients, including investment planning, retirement planning, protection planning, mortgages, corporate financial…
Serves private individuals, families and business clients seeking financial advice, wealth management, retirement planning, protection, mortgages and corporate financial services.
Financial Health
StableStable · 0% CAGR over 4y
Location
Chambers Smith Financial Planning Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial planning and advisory services to individuals, families, business owners and charities. Offers retirement planning, investment advice, family financial planning, trust…
Serves business owners, families, investors, people approaching retirement or bereavement, plus trustees of trusts and charities seeking financial planning advice.
Financial Health
StableStable · -8% CAGR over 4y
Location
GREAT BRITISH FINANCE LTD
Trajectory
4y · 2022–NowFinancial sub-scores
Computed from 4 filingsProvides financial planning and advisory services including savings and investment advice, ISAs and bonds, mortgage and remortgage brokerage, equity release, pension and retirement planning,…
Serves individual consumers and families, mainly in Swadlincote and across the Midlands, including investors, homebuyers, landlords, retirees, and people planning wills, estate matters, protection,…
Financial Health
HealthyHealthy · Growing · 0% CAGR over 3y
Location
BROADVIEW FINANCIAL SERVICES LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice to private individuals and corporate clients, covering investments, pensions, life insurance protection and mortgage products. Offers financial planning and…
Serves private individuals and corporate clients across the UK, including people seeking mortgage, pension, investment or protection advice, and businesses working with professional advisers such as…
Financial Health
DistressedDistressed · -7% CAGR over 4y
Location
AMS Derbyshire Ltd
Trajectory
5y · 2022–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
HealthyHealthy · -16% CAGR over 4y
Location
Amg Wealth Holdings Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
DistressedDistressed · -26% CAGR over 4y
Location
Aristotle Financial Planning Ltd
Trajectory
5y · 2022–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
DistressedDistressed · -18% CAGR over 4y
Location
JE&J Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
WeakWeak · 0% CAGR over 4y
Location
FIFTY NINE FINANCIAL LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
HealthyHealthy · 0% CAGR over 4y
Location
View Finance Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StrongStrong · Growing · 0% CAGR over 4y
Location
INTEGRITAS FINANCIAL PLANNERS LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial planning and advisory services including pension planning, investment advice, mortgage advice, insurance protection, inheritance planning, and guidance on wills and…
Serves individuals, families, homeowners and business owners in Derby, Uttoxeter, Lichfield and Tamworth, including people planning retirement, moving home, saving for children or key life events,…
Financial Health
StrongStrong · Hiring · 5% CAGR over 4y
Location
Woodwards' Of Ripley Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice including wealth planning, retirement planning, mortgages, insurance and protection products. Advises individuals and families on managing investments, planning…
Serves individuals and families, including first-time buyers, people approaching retirement or later life, property investors, and small business owners, with emphasis on Derbyshire and beyond.
Financial Health
WeakWeak · -5% CAGR over 4y
Location
Clear Financial Solutions (Midlands) Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice to individuals and families, including pension planning, investment advice, life insurance and protection policies, retirement planning, and guidance on managing…
Serves individual consumers and families, particularly people planning retirement, protecting dependants, managing savings or unexpected wealth, and preparing for later life, with an emphasis on…
Financial Health
StrongStrong · Growing, Hiring · 4% CAGR over 4y
Location
Truscott Wealth Management Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial advice and wealth management services, specialising in pension planning, drawdown and annuities. Also advises on investment bonds, stocks and shares ISAs, protection policies,…
Primarily serves B2C clients aged over 55, including retirees and pre-retirees seeking pension planning and investment advice, with clients across the Midlands and South Yorkshire.
Financial Health
HealthyHealthy · Growing · 0% CAGR over 4y
Location
R & SC Financial Limted
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
HealthyHealthy · -16% CAGR over 4y
Location
CHRISTINE GRIFFIN LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
DistressedDistressed · -71% CAGR over 4y
Location
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How Derby Wealth Management companies work and how to sell to them
What they do
Derby wealth management firms earn revenue from regulated advice rather than volume product distribution. Typical income combines initial planning fees, ongoing adviser charges linked to assets under advice, and commission on some protection work where permitted. The service shape is a mix of fact-finding, suitability assessment, investment selection, pension and estate planning, annual reviews and client administration. Pricing tends to follow the relationship: a one-off planning engagement may lead into a retained advice arrangement, while company directors and owner-managed businesses may bring linked personal and business planning needs. Operationally, the adviser relationship is the product, with software and outsourced support sitting behind it.
Who they sell to
Clients are typically private individuals, families, company directors and owner-managed businesses in and around Derby. The economic buyer is often the client themselves, sometimes with input from a spouse, accountant, solicitor or fellow director where pensions, inheritance or succession planning are involved. Most new business is won through referrals, local professional networks and direct adviser conversations rather than formal procurement. Sales cycles can be short for protection needs, but investment and retirement mandates usually take longer because trust, fact-finding, risk assessment and transfer paperwork all sit between first meeting and implementation. Enterprise-style buying committees are uncommon in this market.
What they buy
Most wealth management practices tend to spend on client relationship management, financial planning tools, portfolio reporting, secure document exchange, client onboarding, identity checks, anti-money laundering screening, compliance monitoring and file review support. Smaller adviser teams also buy outsourced paraplanning, professional indemnity advice, accountancy, legal support, training, recruitment and local marketing services. Technology that reduces rekeying between fact-finds, suitability letters, client reviews and reporting can be relevant, provided it fits adviser-led workflows rather than forcing a self-serve model. Cyber security, archiving and business continuity also matter because client files contain sensitive financial and personal information.
Why and how to sell to them
Wealth management buyers tend to evaluate suppliers when adviser capacity becomes constrained, a client book changes hands, a founder plans succession, a compliance review exposes process gaps, or a practice hires support staff and needs more consistent workflows. Useful outbound angles are usually operational rather than visionary: less manual administration, clearer suitability evidence, faster onboarding, better review discipline and safer client communications. Messaging should recognise that these firms sell trust and continuity, so claims about growth alone may miss the point. Proof is more credible when tied to adviser time, client-file quality, referral handling or the cost of maintaining compliant recurring reviews.
How this list is built
Data sources
This list is built from UK Companies House filings, XBRL accounts data, and semantic analysis of each company's public website. Revenue and headcount figures come from the most recent filed accounts; where the company has not filed, values are estimated using a model trained on filed history and peer benchmarks and are labelled as estimates.
Classification
Rather than relying solely on SIC codes, Firmbase classifies each company semantically: the company's website is crawled, an AI model reads what the company actually sells, and the company is placed into the relevant industry and subsectors. SIC codes are used as one signal but not the only one. This means a company that registered under a generic SIC code but pivoted into (for example) fintech is correctly identified as fintech, not as its original SIC category.
Freshness
The underlying company data is refreshed from Companies House continuously; filings appear in the list within days of submission. The curated list ordering is regenerated when the underlying data moves meaningfully (company count changes by more than 5%, a new company enters the top-ranked segment, or the filed-revenue numbers for the top firms change). You can see the last-updated timestamp near the top of the page.
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Frequently asked questions
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