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Stockbroking Companies in the UK: 947 Active Firms (2026)

Stockbroking companies in the UK execute securities trades and provide retail investment access under FCA-regulated market rules.

Buying centres sit mainly with retail-investment operations, adviser and wealth-manager platforms, and business clients that need securities dealing as part of a wider client-service model. Engagements are usually regulated operating relationships rather than short software-style purchases: the buyer cares about onboarding, order handling, custody-adjacent workflows, reporting cadence and the ability to evidence compliance. Execution-only services sit at the more standardised end, while adviser-facing and specialist dealing models tend to involve longer due diligence, permission checks and ongoing service reviews. Typical customers range from private investors to intermediary firms, with procurement shaped by risk, trust and service continuity.

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The UK has 947 actively trading stockbroking companies. Reported employment is lean for a regulated market: 110 firms disclose headcount, covering 536 employees, which points to many small operating companies rather than branch-heavy retail networks. The list also appears to mix execution-only retail platforms, adviser-serving brokers and specialist dealing firms, so revenue can sit with a relatively small number of permissioned operators while operational obligations remain spread across onboarding, order handling and client reporting. That makes the cohort more fragmented than the public visibility of retail investment access might suggest.

FCA oversight shapes the operating model more than company size. Execution-only firms still need documented onboarding, order-handling controls, client communications, reporting processes and compliance records; those serving advisers or wealth managers tend to add permissioning, reconciliation and operational-service expectations. The distinction between providing market access and giving investment advice is central to positioning, because it affects how firms describe products, collect client information and monitor customer outcomes. Smaller brokers can stay lean, but they carry the same need for clear audit trails when trades, client money-adjacent processes or outsourced administration move between counterparties.

Commercial gravity appears to favour brokers that can pair regulated execution with cleaner digital onboarding and adviser workflows, rather than those competing only on commission language. The cohort tends to include many narrow specialists, so consolidation may come through partnerships, appointed-service arrangements or acquisition of books rather than a broad shake-out. Compliance cost has been a persistent barrier to casual entrants, while trust and operational resilience remain hard to evidence for younger firms. Retail investment access should keep drawing new operators, but scale appears likely to accrue unevenly to firms with repeatable servicing models and low-friction reporting.

947

Active firms

2026

22

Above £5M

higher-revenue firms

247

Since 2022

recent incorporations

Key facts

About 2% of the trading cohort reports turnover above £5M (22 of 947 firms) — the rest sits below that revenue band.

26% of the cohort was incorporated since 2022 (247 firms), so a sizeable share is in its first few filing cycles.

FCA-regulated market rules shape how UK stockbroking firms handle conduct, trade execution and retail investment access.

The segment is one of the main routes through which retail investors access securities markets in the UK.

Execution-focused brokers and retail-investing platforms sit in the same category, but their operating models are not uniform.

Regulated brokers sit alongside lean investment-access businesses, keeping compliance and market-access questions close to the core product.

Top UK Stockbroking companies

Company
Sales readinessHow strongly each company matches this list’s ideal-customer profile. An AI model assesses what each company does (from its website), its sector and size, and scores its overall fit 0–100. Companies are listed highest score first, so the best-fit prospects appear at the top.
Turnover
Employees
Growth (yoy)Year-on-year change in UK headcount, from filed accounts.
Financial healthComposite 0–100 score from recent XBRL filings (profitability, net assets, liquidity, cash, headcount). Bands: Strong, Healthy, Stable, Weak, Distressed.
Location

AJ Bell

Wealth ManagementFintechAsset Management
6 employeesInc. 2016ManchesterCH 10478589
ajbell.co.uk
What does AJ Bell do?

Operates an online investment platform offering self-directed accounts including stocks and shares ISAs, SIPPs, Junior ISAs and general dealing accounts. Enables users to buy and sell shares, funds,…

Who does AJ Bell sell to?

Sells to retail investors in the UK, particularly DIY savers and individuals managing ISAs, SIPPs, Junior ISAs, dealing accounts and cash savings, plus financial advisers via its adviser platform.

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Company vitals
UK Headcount
6
UK Revenue
£103.4kEstimate
Founded
9 years ago
Since Nov 2016
HQ
Manchester

Location

Map of Manchester
4 Exchange Quay, Salford Quays
Manchester, M5 3EE
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Redmayne Bentley

Wealth ManagementAsset Management
7 employeesInc. 2009LeedsCH OC344361
redmayne.co.uk
What does Redmayne Bentley do?

Provides investment management, financial planning and stockbroking services to private investors. Offers managed portfolios, retirement and tax‑efficient investment planning, execution‑only share…

Who does Redmayne Bentley sell to?

Serves private investors and families in the UK with portfolios, retirement, pensions, ISAs, inheritance tax planning and stock market investing, alongside intermediaries seeking investment expertise…

Key contacts (7)
PR
Philip Roger Armitage
Llp Designated Member
JS
James Scott Andrews
Llp Designated Member
DJ
Damien John Duffield
Llp Member
NJ
Nicholas James Bettison
Llp Designated Member
DL
David Loudon
Llp Designated Member
KL
Keith Loudon
Llp Designated Member
ME
Michael Edward John Wheeler
Llp Designated Member
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Company vitals
UK Headcount
7
UK Revenue
£83.3kEstimate
Founded
17 years ago
Since Mar 2009
HQ
Leeds

Location

Map of Leeds
3 Wellington Place
Leeds, LS1 4AP
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Invest in the Best UK Ltd

Invest in the Best
Wealth ManagementAsset Management
2 employeesInc. 2015ManchesterCH 09618931
select.bestinvest.co.uk

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Net assets0 / 100
Headcount40 / 100
What does Invest in the Best UK Ltd do?

Operates an online investment platform offering stocks and shares ISAs, SIPPs and general investment accounts. Provides access to funds, shares, ETFs and ready‑made portfolios, along with investment…

Who does Invest in the Best UK Ltd sell to?

Serves retail investors and savers, from beginners to experienced self-directed investors, including pension savers nearing retirement, parents investing for children, and trustees.

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Company vitals
UK Headcount
2
UK Revenue
£63.3kEstimate
Founded
11 years ago
Since Jun 2015
HQ
Manchester
Financial health
15

Financial Health

Distressed

Distressed · 0% CAGR over 4y

Financial distressTechnical insolvency

Location

Map of Manchester
265-271 Barlow Moor Road
Manchester, M21 7GJ
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MART TASTY FOOD LIMITED

Hargreaves Lansdown
Wealth ManagementFintechAsset Management
6 employeesInc. 2022CardiffCH 14349276
hl.co.uk

Trajectory

2y · 2023–Now

Financial sub-scores

Computed from 2 filings
Net assets85 / 100
Headcount70 / 100
What does MART TASTY FOOD LIMITED do?

Provides an online investment platform offering stocks and shares ISAs, pension accounts, fund and share dealing, and cash savings products. Also supplies ready‑made portfolios, investment research,…

Who does MART TASTY FOOD LIMITED sell to?

Serves UK consumers managing investments, savings, ISAs and pensions, including parents investing for children, plus employers and workplace pension scheme members seeking employee investment and…

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Company vitals
UK Headcount
6
UK Revenue
£189.2kEstimate
Founded
3 years ago
Since Sep 2022
HQ
Cardiff
Financial health
79

Financial Health

Healthy

Healthy · Hiring · 20% CAGR over 1y

Hiring

Location

Map of Cardiff
14349276 - Companies House Default Address
Cardiff, CF14 8LH
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interactive investor

Wealth ManagementFintechAsset Management
5 employeesInc. 1987ManchesterCH 02101863
ii.co.uk
What does interactive investor do?

Provides an online investment platform enabling individuals to buy, sell and hold shares, funds, ETFs, bonds and investment trusts. Offers accounts including Stocks and Shares ISAs, SIPPs, trading…

Who does interactive investor sell to?

Serves UK retail investors, pension savers and ISA holders, including beginners, self-directed share/fund investors, retirees managing drawdown, self-employed SIPP customers and some businesses using…

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Company vitals
UK Headcount
5
UK Revenue
£69kEstimate
Founded
39 years ago
Since Feb 1987
HQ
Manchester

Location

Map of Manchester
201 Deansgate
Manchester, M3 3NW
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AJ Bell

Wealth ManagementFintechAsset Management
5 employeesInc. 1995Salford Quays, ManchesterCH 03091664
ajbell.co.uk
What does AJ Bell do?

Provides an online investment platform for individual investors, offering accounts including stocks and shares ISAs, self‑invested personal pensions (SIPP), junior ISAs and dealing accounts. Enables…

Who does AJ Bell sell to?

Serves UK retail investors managing their own savings, pensions and investments, including first-time investors, parents investing for children and retirement savers.

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Company vitals
UK Headcount
5
UK Revenue
£63.9kEstimate
Founded
30 years ago
Since Aug 1995
HQ
Salford Quays, Manchester

Location

Map of Salford Quays, Manchester
4 Exchange Quay
Salford Quays, Manchester, M5 3EE
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IJ BELL LIMITED

AJ Bell
Wealth ManagementFintechAsset Management
2 employeesInc. 2013Northwich, CheshireCH 08472728
ajbell.co.uk

Trajectory

4y · 2022–Now

Financial sub-scores

Computed from 4 filings
Cash22 / 100
Headcount0 / 100
What does IJ BELL LIMITED do?

Provides an online investment platform offering self-directed investment accounts including stocks and shares ISAs, SIPPs, Junior ISAs and general dealing accounts. Enables customers to buy and sell…

Who does IJ BELL LIMITED sell to?

Serves UK retail investors and savers managing their own ISAs, pensions and dealing accounts, including first-time buyers, parents investing for children and retirement savers; also provides a…

Key contacts (2)
MH
Margaret Hedvig Bell
Director
IJ
Iain James Bell
Director
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Company vitals
UK Headcount
2
UK Revenue
£97.2kEstimate
Founded
13 years ago
Since Apr 2013
HQ
Northwich, Cheshire
Financial health
11

Financial Health

Distressed

Distressed · -26% CAGR over 3y

Financial distress

Location

Map of Northwich, Cheshire
12 Reedsmere Walk, Comberbach
Northwich, Cheshire, CW9 6BZ
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ARNOLD STANSBY & CO LIMITED

Arnold Stansby
Wealth ManagementAsset Management
0 employeesInc. 2011Manchester, Greater ManchesterCH 07691778
arnold-stansby.com

Trajectory

5y · 2020–Now

Financial sub-scores

Computed from 5 filings
Cash100 / 100
Headcount0 / 100
What does ARNOLD STANSBY & CO LIMITED do?

Provides stockbroking and investment services for private and institutional clients, including discretionary and advisory portfolio management and execution‑only share dealing. Executes trades across…

Who does ARNOLD STANSBY & CO LIMITED sell to?

Serves private investors and existing clients, alongside retail and institutional customers, trusts, charities, SIPP/SSAS holders and ISA investors.

Key contacts (2)
NG
Nicholas Gerard Stockton
Director
JW
Jeremy Ward Stockton
Director
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Company vitals
UK Headcount
0
UK Revenue
£1.7m
Founded
14 years ago
Since Jul 2011
HQ
Manchester, Greater Manchester
Financial health
50

Financial Health

Stable

Stable · -58% CAGR over 5y

Location

Map of Manchester, Greater Manchester
30 Queen Street
Manchester, Greater Manchester, M2 5JJ
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Dowgate Group Limited (Consolidated)

Dowgate
Wealth ManagementInvestment Banking
52 employeesInc. 2010LondonCH 07404194
dowgate-group.co.uk

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Cash100 / 100
Headcount100 / 100
What does Dowgate Group Limited (Consolidated) do?

Provides private client stockbroking, discretionary and advisory investment management, and corporate broking services to small quoted and unquoted companies. Also offers wealth management,…

Who does Dowgate Group Limited (Consolidated) sell to?

Serves private clients seeking investment and wealth management, and smaller quoted or unquoted companies requiring corporate broking and capital markets support; also targets investors in boutique…

Key contacts (3)
CM
Colin Mark Hughes
Director
SM
Stuart Melville Parkinson
Director
DJ
David John Poutney
Director
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Company vitals
UK Headcount
52
UK Revenue
£12m
Founded
15 years ago
Since Oct 2010
HQ
London
Financial health
100

Financial Health

Strong

Strong · Hiring · 104% CAGR over 4y

Hiring

Location

Map of London
15 Fetter Lane
London, EC4A 1BW
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PATRONUS PARTNERS LIMITED

Patronus Partners
Wealth ManagementAsset Management
0 employeesInc. 2014LondonCH 09223709
patronuspartners.com

Trajectory

4y · 2022–Now

Financial sub-scores

Computed from 4 filings
Cash72 / 100
Headcount0 / 100
What does PATRONUS PARTNERS LIMITED do?

Provides investment management, financial planning and wealth management services for private clients and families, and offers advisory and execution-only stockbroking and trading services for…

Who does PATRONUS PARTNERS LIMITED sell to?

Serves a mix of retail private clients and families, professional investors and institutional clients active in financial markets.

Key contacts (3)
JS
Jeremy Steinson
Director
PJ
Paul John Kavanagh
Director
KA
Kareem Anthony Khouri
Director
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Company vitals
UK Headcount
0
UK Revenue
£3.4mEstimate
Founded
11 years ago
Since Sep 2014
HQ
London
Financial health
36

Financial Health

Weak

Weak · -78% CAGR over 3y

Location

Map of London
68 King William Street
London, EC4N 7HR
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Pilling & Stockbrokers

Wealth ManagementAsset Management
5 employeesInc. 2014ManchesterCH 09220456
pilling.co.uk
What does Pilling & Stockbrokers do?

Provides stockbroking and investment management services for private investors, trusts and companies, including share dealing, discretionary portfolio management, AIM portfolios, and administration…

Who does Pilling & Stockbrokers sell to?

Serves private investors, financial intermediaries, and trusts and companies seeking stockbroking and investment services. Targets individuals using ISAs, SIPPs, JISAs and dealing accounts, alongside…

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Company vitals
UK Headcount
5
UK Revenue
£85.2kEstimate
Founded
11 years ago
Since Sep 2014
HQ
Manchester

Location

Map of Manchester
Henry Pilling House, 29 Booth Street
Manchester, M2 4AF
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Voyager Asset Management Ltd

Voyager Asset Management
Wealth ManagementAsset Management
7 employeesInc. 2018LondonCH 11679992
voyagerassetmanagement.co.uk

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Cash39 / 100
What does Voyager Asset Management Ltd do?

Provides investment management services including bespoke portfolio management, managed portfolio services, and execution‑only stockbroking. Works with financial advisers and private clients, and…

Who does Voyager Asset Management Ltd sell to?

Serves private individuals, companies, trusts and charities with wealth and investment needs, and targets financial advisers seeking portfolio management support for their clients.

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Company vitals
UK Headcount
7
UK Revenue
£265k
Founded
7 years ago
Since Nov 2018
HQ
London
Financial health
39

Financial Health

Weak

Weak

Location

Map of London
23 Berkeley Square
London, W1J 6HE
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Shard Capital

Asset ManagementInvestment BankingWealth Management
3 employeesInc. 2022London, Greater LondonCH 14519129
shardcapital.com

Trajectory

2y · 2024–Now

Financial sub-scores

Computed from 2 filings
Net assets0 / 100
Cash0 / 100
Headcount40 / 100
What does Shard Capital do?

Provides investment management, wealth management and stockbroking services, alongside custody, asset dealing and trade execution. Also offers capital markets support including corporate broking,…

Who does Shard Capital sell to?

Serves private, corporate and institutional clients, including retail and professional investors, intermediaries, asset managers, investment funds, banks, family offices, high-net-worth individuals…

Key contacts (1)
GC
Gregory Charles Hewitt Lomas
Director
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Company vitals
UK Headcount
3
UK Revenue
£32.5kEstimate
Founded
3 years ago
Since Dec 2022
HQ
London, Greater London
Financial health
11

Financial Health

Distressed

Distressed · 0% CAGR over 1y

Financial distress

Location

Map of London, Greater London
5th Floor, 167-169 Great Portland Street
London, Greater London, W1W 5PF
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Goodbody

Wealth ManagementAsset Management
3 employeesInc. 2015Dublin 2, D02YX99CH FC032758
goodbody.ie
What does Goodbody do?

Provides stockbroking, wealth management and investment services, including portfolio management, financial planning and self-directed trading. Also offers investment banking advisory, capital…

Who does Goodbody sell to?

Serves individual investors and families, self-directed and active traders, corporates, institutions, charities, credit unions and financial intermediaries.

Key contacts (9)
GH
Grainne Hennessy
Director
JR
James Richard Garvey
Director
SH
Simon Howley
Director
JK
Joan Kehoe
Director
CB
Cathy Bryce
Director
FJ
Fergal John O'Dwyer
Director
MW
Mary Whitelaw
Director
DG
Donal Galvin
Director
MT
Martin Tormey
Director
More contacts & email available
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Company vitals
UK Headcount
3
UK Revenue
£64.8kEstimate
Founded
10 years ago
Since Aug 2015
HQ
Dublin 2, D02YX99

Location

Map of Dublin 2, D02YX99
9-12 Dawson Street
Dublin 2, D02yx99
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Peregrine & Black Investment Management Ltd

Peregrine & Black
Asset ManagementWealth Management
13 employeesInc. 2015Northwood HillsCH 09796196
peregrineblack.com

Trajectory

5y · 2020–Now

Financial sub-scores

Computed from 5 filings
Net assets59 / 100
Cash100 / 100
Headcount100 / 100
What does Peregrine & Black Investment Management Ltd do?

Provides investment management and stockbroking services including discretionary portfolio management, model portfolios, financial planning, and wealth management. Offers portfolio solutions for…

Who does Peregrine & Black Investment Management Ltd sell to?

Serves private clients, charities, trustees, Court of Protection clients and financial intermediaries seeking investment management, including US-connected clients and investors requiring Islamic…

Key contacts (2)
PH
Patrick Henry Bullman
Director
OD
Oliver Duncan Pearson-Lund
Director
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Company vitals
UK Headcount
13
UK Revenue
£865.9kEstimate
Founded
10 years ago
Since Sep 2015
HQ
Northwood Hills
Financial health
81

Financial Health

Strong

Strong · Hiring · 27% CAGR over 4y

Hiring

Location

Map of Northwood Hills
C/O Ashley Richmond Accountant Ltd Joel Street, Argyle House
Northwood Hills, HA6 1NW
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PEREGRINE & BLACK LIMITED

Peregrine & Black
Asset ManagementWealth Management
7 employeesInc. 2012LondonCH 08321754
peregrineblack.com

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Net assets38 / 100
Cash100 / 100
Headcount19 / 100
What does PEREGRINE & BLACK LIMITED do?

Provides investment management and stockbroking services, including discretionary portfolio management, model portfolios, financial planning, and execution-only trading. Also offers wealth…

Who does PEREGRINE & BLACK LIMITED sell to?

Serves private wealth clients, charities, court-appointed deputies and trustees, financial intermediaries, and US-connected or Islamic investors seeking regulated investment and stockbroking support.

Key contacts (2)
JC
John Czarnowski
Director
PH
Patrick Henry Bullman
Director
More contacts & email available
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Company vitals
UK Headcount
7
UK Revenue
£1.6mEstimate
Founded
13 years ago
Since Dec 2012
HQ
London
Financial health
50

Financial Health

Stable

Stable · -6% CAGR over 4y

Location

Map of London
5 Bolton Street, Mayfair
London, W1J 8BA
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TOPSTONE CAPITAL LIMITED

Topstone
Wealth ManagementAsset Management
6 employeesInc. 2016LondonCH 10190513
topstonecap.com

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Cash48 / 100
Headcount100 / 100
What does TOPSTONE CAPITAL LIMITED do?

Provides investment management, trade execution and custody services for private and institutional clients. Offers advisory or discretionary portfolio management and access to financial instruments…

Who does TOPSTONE CAPITAL LIMITED sell to?

Serves private investors, institutional clients and financial intermediaries, including wealth managers, financial advisers, funds, external asset managers and family offices seeking investment…

Key contacts (2)
MM
Mariacarmen Maselli
Director
FA
Farhod Atakulov
Director
More contacts & email available
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Company vitals
UK Headcount
6
UK Revenue
£285.9k
Founded
10 years ago
Since May 2016
HQ
London
Financial health
74

Financial Health

Healthy

Healthy · Hiring · 19% CAGR over 4y

Hiring

Location

Map of London
4 Cavendish Square
London, W1G 0PG
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AJ Media Ltd

AJ Media
Wealth ManagementFintechAsset Management
1 employeesInc. 2010Warwick, WarwickshireCH 07408854
media.ajbell.co.uk

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Net assets82 / 100
Cash92 / 100
Headcount40 / 100
What does AJ Media Ltd do?

Operates an online investment platform for retail investors and financial advisers. Offers stocks and shares ISAs, self‑invested personal pensions (SIPPs), dealing accounts and junior ISAs, with…

Who does AJ Media Ltd sell to?

Serves UK retail investors managing their own ISAs, pensions and dealing accounts, including savers, retirement planners, parents investing for children and first-time buyers; also signposts a…

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Company vitals
UK Headcount
1
UK Revenue
£62.6kEstimate
Founded
15 years ago
Since Oct 2010
HQ
Warwick, Warwickshire
Financial health
73

Financial Health

Healthy

Healthy · Growing · 0% CAGR over 4y

Growing

Location

Map of Warwick, Warwickshire
The American Barns Banbury Road, Lighthorne
Warwick, Warwickshire, CV35 0AE
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Shard Capital

Asset ManagementInvestment BankingWealth Management
2 employeesInc. 2010LondonCH 07462262
shardcapital.com
What does Shard Capital do?

Provides wealth and asset management services including investment management, stockbroking, custody and dealing. Offers capital markets services such as corporate broking, investor relations and…

Who does Shard Capital sell to?

Serves B2B and B2C investors, including private clients, retail, professional and corporate investors, financial intermediaries, and institutional buyers such as asset managers, investment funds,…

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Company vitals
UK Headcount
2
UK Revenue
£25.3kEstimate
Founded
15 years ago
Since Dec 2010
HQ
London

Location

Map of London
36-38 Cornhill
London, EC3V 3NG
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Shard Capital

Asset ManagementInvestment BankingWealth Management
3 employeesInc. 2010LondonCH OC360394
shardcapital.com
What does Shard Capital do?

Provides wealth and asset management services including discretionary investment management, stockbroking, custody and dealing. Offers capital markets support such as corporate broking, investor…

Who does Shard Capital sell to?

Serves private, retail and professional investors, corporate clients, intermediaries and institutions, including asset managers, investment funds, private and commercial banks, family offices and…

Key contacts (7)
AM
Andrew Mark Gutmann
Llp Member
CJ
Charles Julian Wheeler
Llp Member
IC
Isabella Chloe Pierre
Llp Member
NM
Neil Mark Williams
Llp Member
ED
Erik Donald Patrick Woolgar
Llp Member
CC
Christopher Charles Woods
Llp Designated Member
DJ
Damon Jon Heath
Llp Member
More contacts & email available
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Company vitals
UK Headcount
3
UK Revenue
£64.6kEstimate
Founded
15 years ago
Since Dec 2010
HQ
London

Location

Map of London
36-38 Cornhill
London, EC3V 3NG
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Mexem Ltd

Mexem
FintechBlockchain & CryptoAsset Management
3 employeesInc. 2016HounslowCH 10221833
mexem.com

Trajectory

5y · 2020–Now

Financial sub-scores

Computed from 5 filings
Net assets0 / 100
Headcount40 / 100
What does Mexem Ltd do?

Provides an online brokerage and trading platform allowing individuals and institutions to trade stocks, ETFs, options, futures, bonds and other securities across global markets. Offers web, desktop…

Who does Mexem Ltd sell to?

Serves individual investors and active traders across Europe, plus institutional clients such as RIAs, hedge funds, proprietary trading groups, introducing brokers, family offices, money managers,…

Key contacts (1)
AU
Aleem Urrehman
Director
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Company vitals
UK Headcount
3
UK Revenue
£102.2kEstimate
Founded
10 years ago
Since Jun 2016
HQ
Hounslow
Financial health
15

Financial Health

Distressed

Distressed · 0% CAGR over 4y

Financial distressTechnical insolvency

Location

Map of Hounslow
21 The Greenway
Hounslow, TW4 7AJ
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Dowgate Wealth Limited

Dowgate Wealth
Wealth ManagementAsset Management
14 employeesInc. 2019LondonCH 12221221
dowgatewealth.co.uk

Trajectory

5y · 2020–Now

Financial sub-scores

Computed from 5 filings
Net assets100 / 100
Cash100 / 100
What does Dowgate Wealth Limited do?

Provides wealth management and stockbroking services, including discretionary portfolio management, tax‑efficient investing through ISAs and pensions, inheritance tax portfolio strategies, offshore…

Who does Dowgate Wealth Limited sell to?

Serves private investors, high-net-worth clients, trustees and pension holders seeking wealth management or stockbroking, plus quoted companies and employees needing share dealing and equity plan…

Key contacts (4)
CM
Colin Mark Hughes
Director
JS
Josh Sanford
Director
SM
Stuart Melville Parkinson
Director
BT
Benjamin Thomas McKeown
Director
More contacts & email available
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Company vitals
UK Headcount
14
UK Revenue
£4.8mEstimate
Founded
6 years ago
Since Sep 2019
HQ
London
Financial health
100

Financial Health

Strong

Strong

Location

Map of London
15 Fetter Lane
London, EC4A 1BW
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CLEAR CAPITAL MARKETS LTD

Clear Capital Markets
Investment BankingWealth Management
8 employeesInc. 2014LondonCH 09294557
clearcapitalmarkets.co.uk

Trajectory

3y · 2023–Now

Financial sub-scores

Computed from 3 filings
Profitability100 / 100
Net assets74 / 100
Cash100 / 100
Headcount40 / 100
What does CLEAR CAPITAL MARKETS LTD do?

Provides stockbroking and telephone-based investment advisory services focused on small‑cap and alternative investments. Offers access to IPOs and secondary placings, and provides corporate broking…

Who does CLEAR CAPITAL MARKETS LTD sell to?

Serves experienced investors seeking access to small-cap stocks, IPOs and placings, plus UK growth companies looking to raise funds or list on LSE, AIM or Aquis.

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Company vitals
UK Headcount
8
UK Revenue
£3.6m
Founded
11 years ago
Since Nov 2014
HQ
London
Financial health
82

Financial Health

Strong

Strong · Profitable, Growing · 0% CAGR over 2y

ProfitableGrowing

Location

Map of London
6th Floor, Wilsons Corner, 23-25 Wilson Street
London, EC2M 2DD
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CAPITAL FINANCIAL MARKETS LIMITED

Capital Financial Markets
Wealth ManagementAsset Management
6 employeesInc. 2012ST. Albans, HertfordshireCH 08224800
capitalfinancialmarkets.co.uk

Trajectory

4y · 2023–Now

Financial sub-scores

Computed from 4 filings
Profitability100 / 100
Cash100 / 100
Headcount100 / 100
What does CAPITAL FINANCIAL MARKETS LIMITED do?

Provides investment and wealth management services, including discretionary and advisory portfolio management, execution‑only share dealing, and investment accounts such as ISAs, GIAs and SIPPs,…

Who does CAPITAL FINANCIAL MARKETS LIMITED sell to?

Serves private individuals and families, including pre-retirees, retirees and those planning intergenerational wealth transfer, primarily around London, St Albans and Bath.

Key contacts (1)
PJ
Paul Jamie Coffin
Director
More contacts & email available
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Company vitals
UK Headcount
6
UK Revenue
£1.4m
Founded
13 years ago
Since Sep 2012
HQ
ST. Albans, Hertfordshire
Financial health
100

Financial Health

Strong

Strong · Profitable, Hiring · 14% CAGR over 3y

ProfitableHiring

Location

Map of ST. Albans, Hertfordshire
8 Spicer Street
St. Albans, Hertfordshire, AL3 4PQ
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CREDO CARE FOSTERING LIMITED

Credo Care Fostering
Asset ManagementWealth ManagementInvestment Banking
0 employeesInc. 2007Romney Marsh, KentCH 06211654
credogroup.com

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Net assets10 / 100
Cash100 / 100
Headcount0 / 100
What does CREDO CARE FOSTERING LIMITED do?

Provides wealth management and investment services for private clients and financial intermediaries, including portfolio management, multi-asset investment products, research, portfolio modelling,…

Who does CREDO CARE FOSTERING LIMITED sell to?

Serves private wealth clients and financial intermediary businesses, including advisers, discretionary fund managers, multi-managers, professional asset allocators and risk consultants.

Key contacts (2)
RA
Roy Anthony Hipkiss
Director
DS
Damien Steven Robert The Right Reverend Mead
Director
More contacts & email available
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Company vitals
UK Headcount
0
UK Revenue
£143.4kEstimate
Founded
19 years ago
Since Apr 2007
HQ
Romney Marsh, Kent
Financial health
32

Financial Health

Weak

Weak · -54% CAGR over 4y

Location

Map of Romney Marsh, Kent
12 High Street, Lydd
Romney Marsh, Kent, TN29 9AJ
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SI Capital

Wealth ManagementAsset ManagementInvestment Banking
14 employeesInc. 2003LondonCH 04870280
sicapital.co.uk

Trajectory

3y · 2022–Now

Financial sub-scores

Computed from 3 filings
Headcount28 / 100
What does SI Capital do?

Provides stockbroking and investment management services for private clients and businesses. Manages portfolios, advises on ISAs, pensions and inheritance tax investments, and offers corporate…

Who does SI Capital sell to?

Serves private investors across the UK, intermediaries seeking managed portfolios, and small-cap global businesses that are listed or planning to list on the London Stock Exchange.

Key contacts (2)
NR
Nicholas Robert Seth Emerson
Director
RR
Renato Rufus
Director
More contacts & email available
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Company vitals
UK Headcount
14
UK Revenue
£201kEstimate
Founded
22 years ago
Since Aug 2003
HQ
London
Financial health
28

Financial Health

Weak

Weak · -6% CAGR over 2y

Location

Map of London
20 North Audley Street
London, W1K 6WE
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JS ALLY INVESTMENTS LTD

Ally Invest
FintechAsset Management
0 employeesInc. 2021BoltonCH 13680790
ally.com/invest

Trajectory

4y · 2022–Now

Financial sub-scores

Computed from 4 filings
Headcount0 / 100
What does JS ALLY INVESTMENTS LTD do?

Provides online investment and brokerage services, including self-directed trading of stocks, ETFs and other securities, automated robo‑advisory portfolios, and personal financial advice, along with…

Who does JS ALLY INVESTMENTS LTD sell to?

Sells to individual retail investors and savers, from beginners to experienced self-directed traders, plus higher-net-worth clients seeking personal advice and retirement planning. Targets consumers…

Key contacts (2)
SS
Sadiya Salim Atcha
Director
AE
Ayyub Esmail Ally
Director
More contacts & email available
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Company vitals
UK Headcount
0
UK Revenue
£304.4kEstimate
Founded
4 years ago
Since Oct 2021
HQ
Bolton
Financial health
0

Financial Health

Distressed

Distressed · -81% CAGR over 3y

Financial distress

Location

Map of Bolton
The Oaklands The Oaklands, Bridgeman Street
Bolton, BL3 3GL
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Hargreaves Lansdown

Wealth ManagementFintechAsset Management
5 employeesInc. 1985BristolCH 01896481
hl.co.uk
What does Hargreaves Lansdown do?

Provides investment management and brokerage services through an online platform. Offers stocks and shares ISAs, pensions, fund and share dealing accounts, cash savings products, ready‑made…

Who does Hargreaves Lansdown sell to?

Serves UK retail investors, savers and pension customers, including parents investing for children and people seeking ISAs, SIPPs or financial advice, plus employers and employees using workplace…

Key contacts (2)
DJ
Declan Joseph Hourican
Director
LV
Lars-Åke Valdemar Norling
Director
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Company vitals
UK Headcount
5
UK Revenue
£60.9kEstimate
Founded
41 years ago
Since Mar 1985
HQ
Bristol

Location

Map of Bristol
1 College Square South, Anchor Road
Bristol, BS1 5HL
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Zodiac Partners

Wealth ManagementAsset ManagementFintech
3 employeesInc. 2017LondonCH 10647615
zodiacpartners.co.uk

Trajectory

3y · 2019–Now

Financial sub-scores

Computed from 3 filings
Net assets100 / 100
Cash100 / 100
Headcount100 / 100
What does Zodiac Partners do?

Provides wealth management and brokerage services for professional investors, including multi‑asset trade execution, prime brokerage, custody, foreign exchange and payment services, and…

Who does Zodiac Partners sell to?

Serves professional clients, institutional investors and eligible individual investors seeking brokerage, custody, execution and wealth management support.

Key contacts (2)
RD
Ryan David Douglas Corton
Director
WD
Wayne David Davis
Director
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Company vitals
UK Headcount
3
UK Revenue
£70.1kEstimate
Founded
9 years ago
Since Mar 2017
HQ
London
Financial health
100

Financial Health

Strong

Strong · Growing, Hiring · 22% CAGR over 2y

GrowingHiring

Location

Map of London
17 Bevis Marks
London, EC3A 7LN
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DMA

FintechWealth ManagementSaaS
6 employeesInc. 2018LondonCH 11570429
dma.world

Trajectory

4y · 2022–Now

Financial sub-scores

Computed from 4 filings
Headcount100 / 100
What does DMA do?

Provides an investment platform for financial advisers, institutional investors and fund managers to manage portfolios, access model portfolios, automate trading, custody, settlement and reporting,…

Who does DMA sell to?

Serves B2B financial professionals, including wealth and investment managers, financial advisors, fund managers and institutional investors seeking scalable infrastructure for managing client…

Key contacts (2)
DL
David Lewis-Irlam
Director
RH
Russell Hornsby-Clifton
Director
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Company vitals
UK Headcount
6
UK Revenue
£127.7kEstimate
Founded
7 years ago
Since Sep 2018
HQ
London
Financial health
100

Financial Health

Strong

Strong · Hiring · 29% CAGR over 3y

Hiring

Location

Map of London
Unit 2.01, 385-389 Oxford Street
London, W1C 2NB
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GREENCOURT SECURITIES LIMITED

Greencourt Finance
Asset ManagementWealth Management
Inc. 2004HertfordshireCH 05155979
lvtingjinrong.com/home

Trajectory

4y · 2022–Now

Financial sub-scores

Computed from 4 filings
Net assets100 / 100
Cash100 / 100
What does GREENCOURT SECURITIES LIMITED do?

Provides securities brokerage and trading services, investment advisory, and asset management for investors. Also offers wealth management and corporate finance support including patent…

Who does GREENCOURT SECURITIES LIMITED sell to?

Serves private and professional investors, wealth clients and corporate customers, including global technology companies, with an emphasis on Chinese-speaking clients seeking cross-border financial…

Key contacts (2)
JT
Jaqueline Touba Greenfield
Director
MG
Michael Greenfield
Director
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Company vitals
UK Headcount
0
UK Revenue
£844.6kEstimate
Founded
21 years ago
Since Jun 2004
HQ
Hertfordshire
Financial health
100

Financial Health

Strong

Strong

Location

Map of Hertfordshire
42 Lytton Road, Barnet
Hertfordshire, EN5 5BY
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SFC LONDON LIMITED

Swiss Finance Corporation
FintechInvestment BankingAsset Management
0 employeesInc. 2017LondonCH 10714819
sfc-uk.com

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Cash52 / 100
Headcount0 / 100
What does SFC LONDON LIMITED do?

Provides trading and brokerage services across global financial markets including foreign exchange, equities, commodities, fixed income and metals. Offers spot, forwards and options trading,…

Who does SFC LONDON LIMITED sell to?

Serves both individual and corporate clients seeking trading, hedging and international payments across global financial markets, including FX, equities, fixed income, commodities and metals.

Key contacts (1)
UJ
Ussman Javid
Director
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Company vitals
UK Headcount
0
UK Revenue
£85.5kEstimate
Founded
9 years ago
Since Apr 2017
HQ
London
Financial health
26

Financial Health

Weak

Weak · -67% CAGR over 4y

Location

Map of London
476 High Road, Leyton
London, E10 6QA
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MAYFAIR CAPITAL LIMITED

Mayfair Capital
Wealth ManagementAsset Management
0 employeesInc. 2016LondonCH 10079956
mayfair-capital.co.uk

Trajectory

3y · 2023–Now

Financial sub-scores

Computed from 3 filings
Profitability100 / 100
Cash100 / 100
Headcount0 / 100
What does MAYFAIR CAPITAL LIMITED do?

Provides financial advice, investment management and execution-only stockbroking services. Advises private investors and corporate clients on portfolio strategy, private market investments and…

Who does MAYFAIR CAPITAL LIMITED sell to?

Serves private investors and private clients seeking wealth guidance, alongside corporate clients requiring investment or financial strategy support and specialist financial services.

Key contacts (1)
NM
Nigel Martin Dominic O' Sullivan
Director
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Company vitals
UK Headcount
0
UK Revenue
£462.4k
Founded
10 years ago
Since Mar 2016
HQ
London
Financial health
75

Financial Health

Healthy

Healthy · Profitable · -90% CAGR over 2y

Profitable

Location

Map of London
Berkeley Suite 35 Berkeley Square, Mayfair
London, W1J 5BF
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TUNCER INVESTMENTS LTD

Turner Pope Investments
Investment BankingWealth Management
1 employeesInc. 2015LondonCH 09850978
turnerpope.com

Trajectory

3y · 2023–Now

Financial sub-scores

Computed from 3 filings
Cash100 / 100
Headcount0 / 100
What does TUNCER INVESTMENTS LTD do?

Provides stockbroking and investment services including corporate broking, equity capital raising, placings and subscriptions for listed companies, and investment dealing and market research for…

Who does TUNCER INVESTMENTS LTD sell to?

Serves B2B corporate clients, especially ambitious growth and smaller listed companies, alongside high-net-worth private investors seeking access to UK small-cap equity opportunities.

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Company vitals
UK Headcount
1
UK Revenue
£389.7kEstimate
Founded
10 years ago
Since Nov 2015
HQ
London
Financial health
50

Financial Health

Stable

Stable · -29% CAGR over 2y

Location

Map of London
First Floor Office, 34 Great Queen Street
London, WC2B 5AA
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CLEAR CAPITAL CORPORATE BROKING LTD.

Clear Capital Markets
Wealth ManagementInvestment Banking
3 employeesInc. 2020Epsom, SurreyCH 12973603
clearcapitalmarkets.co.uk

Trajectory

3y · 2022–Now

Financial sub-scores

Computed from 3 filings
Headcount40 / 100
What does CLEAR CAPITAL CORPORATE BROKING LTD. do?

Provides stockbroking and investment advisory services focused on small‑cap equities. Offers telephone-based advice to investors, facilitates trading in AIM and Aquis shares, and provides corporate…

Who does CLEAR CAPITAL CORPORATE BROKING LTD. sell to?

Serves experienced investors seeking small-cap, IPO and placing opportunities, alongside UK growth companies listing on LSE, AIM or Aquis that need access to fundraising and corporate broking support.

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Company vitals
UK Headcount
3
UK Revenue
£50.2kEstimate
Founded
5 years ago
Since Oct 2020
HQ
Epsom, Surrey
Financial health
40

Financial Health

Stable

Stable · 0% CAGR over 2y

Location

Map of Epsom, Surrey
C/O Bda Associates Limited Global House, 1 Ashley Avenue
Epsom, Surrey, KT18 5AD
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HILBERT INVESTMENT SOLUTIONS LTD

Hilbert Investment Solutions
Wealth ManagementAsset Management
21 employeesInc. 2014LondonCH 08956837
hilbert-is.com

Trajectory

4y · 2021–Now

Financial sub-scores

Computed from 4 filings
Cash0 / 100
Headcount100 / 100
What does HILBERT INVESTMENT SOLUTIONS LTD do?

Provides investment broking and distribution of structured financial products. Offers access to fixed income securities, ETFs and structured strategies, and provides managed portfolios, trade…

Who does HILBERT INVESTMENT SOLUTIONS LTD sell to?

Serves professional financial advisers, self-directed and advised individual investors, and institutional investors seeking investment and retirement solutions across the UK, France, UAE and wider…

Key contacts (2)
DM
Dasale Mallawa-Arachi
Director
SG
Steve Gael Lamarque
Director
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Company vitals
UK Headcount
21
UK Revenue
£2.9m
Founded
12 years ago
Since Mar 2014
HQ
London
Financial health
50

Financial Health

Stable

Stable · Hiring · 33% CAGR over 3y

Hiring

Location

Map of London
2 Leman Street
London, E1W 9US
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TURNER POPE INVESTMENTS (TPI) LTD

Turner Pope Investments (TPI)
Investment BankingWealth Management
0 employeesInc. 2015Brentwood, EssexCH 09506196
turnerpope.com

Trajectory

3y · 2023–Now

Financial sub-scores

Computed from 3 filings
Net assets16 / 100
Cash70 / 100
Headcount0 / 100
What does TURNER POPE INVESTMENTS (TPI) LTD do?

Provides stockbroking and investment services to corporate clients and high‑net‑worth individuals, including corporate broking, equity capital raising, share placings and subscriptions, investor…

Who does TURNER POPE INVESTMENTS (TPI) LTD sell to?

Serves businesses and investors. Sells to corporate clients, especially ambitious growth and smaller listed companies seeking broking support, and to high net worth private clients interested in…

Key contacts (2)
BR
Benjamin Russel Turner
Director
JD
James David Pope
Director
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Company vitals
UK Headcount
0
UK Revenue
£649.2kEstimate
Founded
11 years ago
Since Mar 2015
HQ
Brentwood, Essex
Financial health
26

Financial Health

Weak

Weak · -91% CAGR over 2y

Location

Map of Brentwood, Essex
Ground Floor, Kings House,, 101-135 Kings Road
Brentwood, Essex, CM14 4DR
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Dowgate Capital Limited

Dowgate Capital
Investment BankingWealth Management
42 employeesInc. 1990LondonCH 02474423
dowgatecapital.co.uk

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Net assets79 / 100
Cash62 / 100
Headcount100 / 100
What does Dowgate Capital Limited do?

Provides discretionary, advisory and execution-only investment services, including corporate broking and advisory, equity research, sales and trading. Also operates auctions for buying and selling…

Who does Dowgate Capital Limited sell to?

Serves investors seeking to buy or sell Wimbledon Debentures, alongside quoted and unquoted companies needing capital markets support and corporate broking relationships.

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Company vitals
UK Headcount
42
UK Revenue
£9.8m
Founded
36 years ago
Since Feb 1990
HQ
London
Financial health
80

Financial Health

Strong

Strong · Growing, Hiring · 22% CAGR over 4y

GrowingHiring

Location

Map of London
15 Fetter Lane
London, EC4A 1BW
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Vanguard UK Trading Limited

Vanguard UK Investor
Asset ManagementWealth Management
15 employeesInc. 2012BirminghamCH 08108533
vanguardinvestor.co.uk

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Net assets65 / 100
Cash82 / 100
Headcount40 / 100
What does Vanguard UK Trading Limited do?

Provides an online investment platform for individual investors, offering access to mutual funds and portfolios. Enables investment through Stocks and Shares ISAs, personal pensions, junior ISAs and…

Who does Vanguard UK Trading Limited sell to?

Serves UK resident retail investors, including people saving for themselves, retirement or a child’s future, from beginners wanting managed investing to hands-on investors choosing their own funds.

Key contacts (1)
SW
Shan Wang
Director
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Company vitals
UK Headcount
15
UK Revenue
£790.2kEstimate
Founded
13 years ago
Since Jun 2012
HQ
Birmingham
Financial health
63

Financial Health

Healthy

Healthy · 0% CAGR over 4y

Location

Map of Birmingham
Unit 2, Southside Hurst Street
Birmingham, B5 4TD
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Capital

Asset ManagementWealth ManagementVenture Capital
2 employeesInc. 1982LondonCH 01613098
capital-iom.com
What does Capital do?

Provides investment platform services, discretionary asset management and corporate banking. Enables financial professionals, businesses and private investors to trade global assets, manage…

Who does Capital sell to?

Serves financial professionals, intermediaries, businesses, corporates, trusts and high net worth private investors, including advisers managing assets for their clients.

Key contacts (6)
CA
Canise Arredondo
Director
GM
Guy Michael Quixano Henriques
Director
SA
Simon Anthony Steward
Director
AE
Aaron Espin Rojo
Director
MM
Michael Micha Cohen
Director
AH
Andrew Hamish Forsyth
Director
More contacts & email available
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Company vitals
UK Headcount
2
UK Revenue
£57.3kEstimate
Founded
44 years ago
Since Feb 1982
HQ
London

Location

Map of London
1 Paddington Square
London, W2 1GL
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Trade Capital (tcuk)

FintechWealth ManagementAsset Management
2 employeesInc. 2014LondonCH 09203957
tradecapitaluk.com/front
What does Trade Capital (tcuk) do?

Provides online trading services for retail and professional investors, offering access to spread betting and CFD trading across global financial markets. Operates trading platforms and tools…

Who does Trade Capital (tcuk) sell to?

Serves retail investors and professional clients worldwide, particularly active traders using online platforms for spread betting, CFDs and investment products across global financial markets.

Key contacts (1)
FB
Federico Bentley Messerschmidt
Director
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Company vitals
UK Headcount
2
UK Revenue
£71.7kEstimate
Founded
11 years ago
Since Sep 2014
HQ
London

Location

Map of London
Spaces, 25 Wilton Road
London, SW1V 1LW
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Armira Capital

Investment BankingAsset ManagementWealth Management
2 employeesInc. 2015London, Greater LondonCH 09580431
armiracapital.com
What does Armira Capital do?

Provides brokerage and agency execution, investment advisory, credit valuation and portfolio analysis for institutional investors. Also arranges custody management, corporate finance support, and…

Who does Armira Capital sell to?

Serves B2B financial market participants globally, including institutional investors, financial institutions, family offices and corporations seeking advisory, execution and portfolio support across…

Key contacts (1)
LK
Lukhvinder Kaur Uppal
Director
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Company vitals
UK Headcount
2
UK Revenue
£71.7kEstimate
Founded
11 years ago
Since May 2015
HQ
London, Greater London
Financial health

Financial Health

Insufficient history

Insufficient history

Location

Map of London, Greater London
99 Bishopsgate
London, Greater London, EC2M 3XD
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Morgan Stanley

Asset ManagementWealth ManagementInvestment Banking
2 employeesInc. 2003LondonCH 04791153
morganstanley.com
What does Morgan Stanley do?

Provides financial services including wealth management, investment management, investment banking and capital markets advisory. Offers sales and trading, market research and capital‑raising services…

Who does Morgan Stanley sell to?

Serves individuals, families, businesses, corporations, institutions, governments, hedge funds and entrepreneurs across wealth, capital markets and investment client segments.

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Company vitals
UK Headcount
2
UK Revenue
£66.4kEstimate
Founded
23 years ago
Since Jun 2003
HQ
London

Location

Map of London
20 Bank Street, Canary Wharf
London, E14 4AD
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KIFO LIMITED

Credo
Asset ManagementWealth ManagementInvestment Banking
12 employeesInc. 2008LondonCH 06643806
credogroup.com

Trajectory

3y · 2020–Now

Financial sub-scores

Computed from 3 filings
Profitability100 / 100
Net assets0 / 100
Cash100 / 100
Headcount70 / 100
What does KIFO LIMITED do?

Provides wealth management and investment services to private clients and financial intermediaries, including portfolio management, multi‑asset investment products, research, portfolio modelling,…

Who does KIFO LIMITED sell to?

Serves private wealth clients, financial intermediaries, and asset-management buyers including retail investors, professional asset allocators, discretionary fund managers, multi-managers and risk…

Key contacts (1)
GJ
Gregory John Roediger
Director
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Company vitals
UK Headcount
12
UK Revenue
£6.3m
Founded
17 years ago
Since Jul 2008
HQ
London
Financial health
65

Financial Health

Healthy

Healthy · Profitable, Hiring · 10% CAGR over 2y

ProfitableHiring

Location

Map of London
York Gate, 100 Marylebone Road
London, NW1 5DX
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OWM TRADING LTD

OWM
FintechWealth ManagementAsset Management
5 employeesInc. 2018Westhill, AberdeenshireCH SC610907
owmtrade.com

Trajectory

3y · 2022–Now

Financial sub-scores

Computed from 3 filings
Cash100 / 100
What does OWM TRADING LTD do?

Operates an online trading platform offering access to foreign exchange markets and financial derivatives. Provides trading in forex, commodities, stock indices, futures CFDs and share CFDs, with MT4…

Who does OWM TRADING LTD sell to?

Targets retail and professional traders/investors seeking online access to global financial markets, including forex, commodities, futures, indices and share CFDs, and also addresses…

Key contacts (1)
RM
Robert Marcel Wolff
Director
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Company vitals
UK Headcount
5
UK Revenue
£52.6kEstimate
Founded
7 years ago
Since Oct 2018
HQ
Westhill, Aberdeenshire
Financial health
100

Financial Health

Strong

Strong

Location

Map of Westhill, Aberdeenshire
Ground Floor 3 Prospect Place, Arnhall Business Park
Westhill, Aberdeenshire, AB32 6SY
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Gildencrest

FintechInvestment Banking
2 employeesInc. 2011LondonCH 07604372
gildencrestcapital.co.uk
What does Gildencrest do?

Provides online brokerage services for trading contracts for difference (CFDs) and other financial instruments, including forex, commodities, indices and equities. Offers client accounts, MetaTrader…

Who does Gildencrest sell to?

Serves retail investors and corporate trading clients seeking online access to CFD, forex, commodities, indices and equities markets, with accounts for adults over 18 and multilingual support.

Key contacts (3)
FN
Fatma Nurcan Tasdelenler
Director
DA
David Anthony George
Director
AB
Ahmet Burak Akbulut
Director
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Company vitals
UK Headcount
2
UK Revenue
£71kEstimate
Founded
15 years ago
Since Apr 2011
HQ
London

Location

Map of London
Studio 11 7th Floor, 1 Canada Square, Canary Wharf
London, E14 5AA
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Morgan Stanley

Asset ManagementWealth ManagementInvestment Banking
2 employeesInc. 2006LondonCH 05702837
morganstanley.com
What does Morgan Stanley do?

Provides financial services including wealth management, investment banking and capital markets advisory, securities sales and trading, investment management, and market research for individuals,…

Who does Morgan Stanley sell to?

Serves individuals, families, businesses, corporations, institutional investors, hedge funds and governments seeking financial services, wealth management, capital markets and investment support.

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Company vitals
UK Headcount
2
UK Revenue
£68.8kEstimate
Founded
20 years ago
Since Feb 2006
HQ
London

Location

Map of London
20 Bank Street, Canary Wharf
London, E14 4AD
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Morgan Stanley

Asset ManagementWealth ManagementInvestment Banking
2 employeesInc. 2003LondonCH 04797279
morganstanley.com
What does Morgan Stanley do?

Provides financial services including wealth management, investment banking advisory, capital raising, sales and trading, investment management, and market research for individuals, corporations,…

Who does Morgan Stanley sell to?

Serves individuals and families, businesses, corporations, institutional investors, hedge funds, industry innovators and governments across global financial markets.

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Company vitals
UK Headcount
2
UK Revenue
£66.4kEstimate
Founded
22 years ago
Since Jun 2003
HQ
London

Location

Map of London
20 Bank Street, Canary Wharf
London, E14 4AD
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Velocity Trade

Investment BankingFintechCorporate Banking
2 employeesInc. 2009LondonCH 06813279
velocitytrade.com
What does Velocity Trade do?

Provides multi‑asset trading and execution services for institutional clients, including foreign exchange, equities, commodities, futures, fixed income, and structured products. Also offers capital…

Who does Velocity Trade sell to?

Serves institutional financial markets clients globally, including corporations, wealth managers, financial institutions, brokers and intermediaries, wholesale banking clients, and energy and mining…

Key contacts (4)
SS
Simon Stuart Law
Director
SJ
Simon Jason Lionel Grayson
Director
GN
Greg Nelson Morgan
Director
TR
Timothy Richard Pasco
Director
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Company vitals
UK Headcount
2
UK Revenue
£70.5kEstimate
Founded
17 years ago
Since Feb 2009
HQ
London

Location

Map of London
1st Floor, Nicholas House, 3 Laurence Pountney Hill
London, EC4R 0EU
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Lucera Connectivity

FintechInvestment Banking
5 employeesInc. 1995LondonCH 03027028
gfigroup.com
What does Lucera Connectivity do?

Provides wholesale brokerage and electronic trading platforms for OTC and exchange‑listed financial and commodity markets. Offers liquidity access, market data, and trade execution services across…

Who does Lucera Connectivity sell to?

Serves institutional financial-market participants, including buy-side and sell-side firms, brokers, dealers and trading desks active in OTC and exchange-listed fixed income, FX, equities, energy and…

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Company vitals
UK Headcount
5
UK Revenue
£69.6kEstimate
Founded
31 years ago
Since Feb 1995
HQ
London

Location

Map of London
5 Churchill Place, Canary Wharf
London, E14 5RD
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How UK Stockbroking companies work and how to sell to them

What they do

Stockbroking firms earn through a mix of dealing commissions, platform or account charges, foreign-exchange margin, interest retained on client cash, settlement and transfer fees, and recurring service fees for intermediary relationships. Execution-only models tend to push customers through standardised online journeys, while adviser-facing brokers often price around service levels, reporting needs and operational support. The service shape is operational as much as commercial: trade execution, account opening, client communications, settlement workflows and access to securities markets have to sit inside documented controls. Revenue per retail customer can be modest, so scale depends on repeat trading, assets retained on platform and low-error processing.

Who they sell to

Most firms sell either to private investors, to regulated advisers and wealth managers, or to business clients that need dealing capability inside a broader client proposition. Consumer acquisition is usually direct and self-serve, with marketing, pricing and onboarding doing much of the work. Intermediary and business sales tend to involve operations directors, compliance heads, finance leaders, technology teams and, for larger buyers, procurement. Contract value varies by model: retail users are small individually, while adviser or institutional relationships can justify longer due diligence because they bring repeat flows and operational dependency. Sales cycles usually move from short digital onboarding to multi-month risk review.

What they buy

Stockbroking firms tend to spend on systems and services that reduce onboarding friction, processing error and regulatory exposure. Common buying areas include identity verification, KYC and AML checks, CRM, client communications, order-management tooling, reconciliation, regulatory reporting, complaint handling, cyber security, cloud hosting, backup and disaster recovery. Many also need specialist legal advice, compliance support, accountancy, audit preparation and recruitment for operations, finance and risk roles. Firms serving advisers may also buy portal development, document automation and reporting workflow tools. Cost sensitivity is common among smaller operators, so suppliers usually need to show a clear link to fewer manual checks, faster account opening or cleaner audit trails.

Why and how to sell to them

Buying intent often appears when a broker adds a new client segment, changes its operating model, receives FCA scrutiny, replaces outsourced administration, or starts to outgrow spreadsheet-led controls. Newer entrants, including 247 firms incorporated since 2022, are likely to be building permissioned processes while trying to keep fixed cost down. The smaller cohort above £5M revenue may be more receptive to workflow consolidation, reporting automation and resilience projects. Outbound angles tend to work better when framed around operational risk, evidence for compliance reviews, client-service speed and lower cost per account, rather than broad claims about growth.

How this list is built

Methodology

Data sources

This list is built from UK Companies House filings, XBRL accounts data, and semantic analysis of each company's public website. Revenue and headcount figures come from the most recent filed accounts; where the company has not filed, values are estimated using a model trained on filed history and peer benchmarks and are labelled as estimates.

Classification

Rather than relying solely on SIC codes, Firmbase classifies each company semantically: the company's website is crawled, an AI model reads what the company actually sells, and the company is placed into the relevant industry and subsectors. SIC codes are used as one signal but not the only one. This means a company that registered under a generic SIC code but pivoted into (for example) fintech is correctly identified as fintech, not as its original SIC category.

Freshness

The underlying company data is refreshed from Companies House continuously; filings appear in the list within days of submission. The curated list ordering is regenerated when the underlying data moves meaningfully (company count changes by more than 5%, a new company enters the top-ranked segment, or the filed-revenue numbers for the top firms change). You can see the last-updated timestamp near the top of the page.

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Frequently asked questions

How many stockbroking companies are there in the UK?
Around 906 actively-trading stockbroking companies are registered in the UK. Of those, 22 report turnover above £5M in their most recent filed accounts.
What counts as a stockbroking company in this list?
A company is included when its public website and filed activity descriptions indicate it sells stockbroking products or services as its primary business — not just because of the SIC code it picked at incorporation. Each company is tagged via semantic analysis of its website content; SIC codes are used as supporting signal, not the sole gate.
Which are the largest stockbroking companies in the UK?
The list is ranked by a sales-readiness score — built from trading signals, financial health and growth rather than raw turnover — so the most actionable stockbroking companies in the UK appear at the top of the table. Larger firms often still rank highly, because that score rewards genuine trading scale, but the order reflects sales-readiness, not turnover alone. About 22 of the 906 actively-trading firms report turnover above £5M in their most recent accounts; subsidiaries that file consolidated worldwide accounts are excluded so the figures stay comparable across UK filers.
What do stockbroking companies in the UK actually do?
Stockbroking firms earn through a mix of dealing commissions, platform or account charges, foreign-exchange margin, interest retained on client cash, settlement and transfer fees, and recurring service fees for intermediary relationships. Execution-only models tend to push customers through standardised online journeys, while adviser-facing brokers often price around service levels, reporting needs and operational support. The service shape is operational as much as commercial: trade execution, account opening, client communications, settlement workflows and access to securities markets have to sit inside documented controls. Revenue per retail customer can be modest, so scale depends on repeat trading, assets retained on platform and low-error processing.
How does UK stockbroking compare internationally?
Cross-border comparisons of stockbroking populations are tricky because every country defines the sector slightly differently and reports financials on different cadences. We focus this list on firms that file UK statutory accounts so the figures are comparable; international peer breakdowns aren't bundled here.
How is this list built and how fresh is the data?
The list is rebuilt from Companies House dump data, XBRL filings, and a website analysis pass over each company's public site. Companies with consolidated group accounts (worldwide rather than UK-only revenue) are excluded so the figures stay UK-specific. The page's last-updated date is shown at the top.
How big are the typical stockbroking companies in the UK?
Company sizes in this list vary widely. The median actively-trading stockbroking firm employs around 1 people, and median UK turnover across the list is roughly £26k in the most recent filed accounts.
Are these mostly new or established stockbroking companies?
237 of the 906 actively-trading stockbroking companies in this list were incorporated since 2022; the remainder were incorporated before then, so the the UK list mixes recent entrants with longer-established firms.
What SIC codes does this use?
Rather than relying solely on SIC codes, we build a semantic understanding of what each company actually does by scraping its website and analysing it with AI. This means a company is included based on what it sells, not what SIC code it picked at incorporation. SIC codes are used as a signal but not the primary classification.
What buying signals should I look for?
The strongest signals for B2B outbound are recent leadership changes (new CFO/CRO), rapid headcount growth, revenue-band changes, and web-stack changes. Firmbase tracks all of these automatically.

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