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Wealth Management Companies in Southampton: 81 Active Firms (2026)
Wealth management companies in Southampton provide investment advice, portfolio management and financial planning for private clients in the city region.
Buying activity in this niche sits mainly with private-client advice teams, discretionary managers and financial-planning practices rather than consumer savings apps. Southampton demand is likely to come from affluent households, families, trustees and owner-managed businesses that need recurring advice, retirement planning and portfolio oversight. Engagements tend to be relationship-led, with adviser capacity, reporting cadence and suitability work setting the commercial rhythm. For suppliers selling into the sector, the useful buyer types are small owner-managed firms, lower-mid-market advice groups and practices with recurring management-fee income, rather than one-off transaction brokers.
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Southampton has 81 actively trading wealth management companies in this list, a modest local cohort compared with national financial-services centres but large enough to show a visible adviser and planning base. Reported employment totals 267 people, so the footprint looks more like a network of small professional-services practices than a concentration of large asset-management employers. The absence of larger turnover reporters also fits the city-region profile suggested by the buyer mix: local relationship businesses serving private clients, trustees and owner-managed companies, with capacity concentrated in regulated advisers, paraplanning, portfolio reporting and compliance administration.
Regulated investment advice sets the frame for most Southampton wealth managers. Permissions depend on activities: advisory planning, discretionary portfolio management, pension transfer work, client-money handling and financial promotions each bring different controls. Day-to-day risk sits in suitability assessments, know-your-client evidence, fee disclosure, conflicts management, complaints handling and records that support advice files under review. Practices working with trustees or owner-managed businesses also need clear boundaries between personal financial planning, corporate cash advice and tax-adjacent conversations. For smaller firms, the market-structure issue is often supervision and documentation capacity, not product manufacturing.
The cohort appears weighted towards adviser-led practices rather than high-turnover consolidators, which points to gradual change rather than a sharp reshaping of the local market. Client retention, succession planning and compliance workload tend to matter as much as new client acquisition. Some firms are likely to specialise around retirement income, trustee work or business-owner planning, while others may become acquisition targets for regional advice groups seeking client books and authorised advisers. Technology adoption is likely to sit in the plumbing: portfolio reporting, client portals, suitability records and fee disclosure, not consumer-facing reinvention.
81
Active firms
2026
7
Newer incorporations
Since 2022
0
Above £5M
No firms reported
Key facts
8% of the cohort was incorporated since 2022 (7 firms), so a sizeable share is in its first few filing cycles.
Southampton wealth managers sit in the local advice layer, holding client relationships while custody, platforms and funds usually sit elsewhere in the financial-services chain.
Private-client work centres on investment advice, portfolio management and financial planning rather than mass-market banking or institutional asset management.
Referral-led acquisition and service focus appear more relevant here than scale alone, given the regional nature of the market described.
Top Southampton Wealth Management companies
ABS Financial Planning Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice to private clients and small businesses, including investment management, retirement planning, inheritance tax planning, protection insurance, and corporate or…
Serves private clients and small businesses in the UK, including individuals seeking financial advice and employers with corporate or employee benefit needs.
Financial Health
HealthyHealthy · 0% CAGR over 4y
Location
PW ASSOCIATES WEALTH MANAGEMENT LIMITED
Trajectory
5y · 2020–NowFinancial sub-scores
Computed from 5 filingsProvides personal financial advisory services including investment planning, retirement planning, protection and insurance advice, intergenerational wealth management, and mortgage and specialist…
Serves private clients, families, retirees, medical professionals, contractors and business owners, alongside companies needing corporate financial planning support.
Financial Health
HealthyHealthy · -70% CAGR over 4y
Location
RADCLIFFE & CO (LIFE & PENSIONS) LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice and planning services, including pension and retirement planning, investment management, tax planning, mortgages and insurance protection. Also advises…
Serves individual clients and corporate employers across the UK, including SMEs, private schools, Armed Forces officers, and aviation professionals such as pilots, cabin crew, ground staff and NATS…
Financial Health
WeakWeak · 2% CAGR over 4y
Location
AT Financial Solutions Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial planning and advisory services including mortgages, pension planning, investment advice, life and income protection insurance, business protection, and general insurance. Also…
Serves private individuals, families and homeowners seeking pensions, investments, mortgages, retirement and insurance support, alongside business owners needing key person or shareholder protection…
Financial Health
DistressedDistressed · -16% CAGR over 4y
Location
NICOLAS JAMES TRUSTEE (NO.2) LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StableStable
Location
HILLSIDE FINANCIAL SOLUTIONS LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
WeakWeak · -16% CAGR over 4y
Location
Anchor Financial Advisory Limited
Trajectory
3y · 2022–NowFinancial sub-scores
Computed from 3 filingsFinancial Health
DistressedDistressed
Location
YOLOMIC LTD.
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
WeakWeak
Location
COMPASS PERSONAL FINANCE LTD
Trajectory
4y · 2022–NowFinancial sub-scores
Computed from 4 filingsFinancial Health
WeakWeak · -13% CAGR over 3y
Location
Lloyd Vine Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
WeakWeak · -33% CAGR over 4y
Location
GROSVENOR BIRCH LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial planning and wealth management advice to individuals, families, business owners and trustees. Services include retirement planning, investment and pension advice,…
Serves individuals, families and business owners in the Southern counties, including senior executives, retirees, young professionals, trustees, and people navigating bereavement or separation.
Financial Health
StableStable · Hiring · 7% CAGR over 4y
Location
CHOICE FINANCIAL SOLUTIONS LIMITED
Trajectory
5y · 2022–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advice including pension planning, investment planning, retirement planning, protection insurance advice, and ongoing portfolio review services. Advises individuals and…
Serves individuals and business owners across the south coast, including retirees and pre-retirees, divorcees, new investors, and people with pensions or investments.
Financial Health
StableStable · -57% CAGR over 4y
Location
Doyle & Palmer Wealth Management Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial advice and planning services to individuals and businesses, including savings and investment advice, retirement planning, mortgage brokerage, protection insurance, ethical…
Serves individuals, families, first-time buyers, homeowners and business owners across the South Coast seeking financial advice on personal and business finances.
Financial Health
StrongStrong · Growing, Hiring · 6% CAGR over 4y
Location
Tor Financial Planning Limited
Trajectory
5y · 2020–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial planning and wealth management advice to private individuals, businesses and trustees. Services include investment consulting, retirement planning, tax‑efficient wealth…
Serves private individuals at mid-career, nearing retirement and in retirement, as well as business owners and trustees. Targets personal wealth clients, trusts and companies seeking independent…
Financial Health
HealthyHealthy · -4% CAGR over 5y
Location
Provides wealth management services including financial planning and investment management. Advises individuals, households and institutions on pensions, tax planning, asset allocation, portfolio…
Serves individuals and households with £250,000+ to invest, alongside institutions, employers and financial advisers seeking wealth management support in the UK.
Location
ROUNDHOUSE FINANCIAL SERVICES (LONDON) LIMITED
Trajectory
4y · 2022–NowFinancial sub-scores
Computed from 4 filingsProvides independent financial planning and investment advice, specialising in savings, investments and pensions. Advises individual clients and accepts referrals from professional advisers such as…
Serves individuals with significant income or assets, plus solicitors, accountants and other professional advisers seeking a financial planning referral partner for their clients.
Financial Health
StableStable · Hiring · 8% CAGR over 3y
Location
Saltus Financial Planning
Provides financial planning and investment advisory services to individuals, employers and institutions. Advises on pensions, ISAs, retirement planning, tax‑efficient investing, and wealth…
Serves affluent individuals and households with £250,000+ to invest, plus institutions, employers and financial advisers seeking support for clients or staff.
Location
ASSET MANAGEMENT FINANCIAL ADVISERS LIMITED
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides independent financial advice and wealth management services for individuals and businesses, including financial planning, investment and pension advice, inheritance tax and trust planning,…
Serves private individuals, families and business clients seeking financial advice, including people at different life stages, retirees, mortgage customers, business owners and employers arranging…
Financial Health
StableStable · -2% CAGR over 2y
Location
De Mellow & Co Ltd
Trajectory
2y · 2024–NowFinancial sub-scores
Computed from 2 filingsProvides financial planning and wealth management advice to individuals and families. Services include investment planning, retirement planning, protection and insurance advice, mortgages,…
Serves private clients and families, including ambitious professionals, retirement investors and people managing intergenerational wealth, alongside business owners seeking financial advice.
Financial Health
StableStable · Hiring · 28% CAGR over 1y
Location
Straight Talk Financial Planning Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial planning and advisory services to individuals and families, including guidance on pensions, investment portfolios, insurance protection, estate planning, wills and…
Serves private individuals and families, plus business owners or employers with company pension schemes, seeking independent advice on long-term personal and family finances.
Financial Health
StrongStrong · Growing, Hiring · 6% CAGR over 4y
Location
Provides wealth management services including financial planning, investment management and portfolio construction. Advises individuals, families and institutions on pensions, tax planning, asset…
Targets affluent individuals and households with £250,000+ investable assets, plus institutions, employers and financial advisers in the UK.
Financial Health
Insufficient historyInsufficient history
Location
CHRISTOPHER JONES WEALTH MANAGEMENT LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial advisory services to individuals and families, including pension planning, investment planning, estate and succession planning, and ongoing management of personal…
Serves private clients, families and multi-generational households seeking personal financial advice, including people planning retirement, succession, pensions, investments and estates.
Financial Health
StrongStrong · Growing, Hiring · 15% CAGR over 4y
Location
NB WEALTH MANAGEMENT LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides personal financial planning and wealth management services, including retirement planning, savings strategies, sustainable retirement income planning, inheritance tax planning, and cashflow…
Serves private individuals and families seeking personal financial planning, especially those preparing for or in retirement who need income, savings and inheritance tax planning.
Financial Health
StableStable · 0% CAGR over 4y
Location
WHITE HOUSE FINANCE LTD
Trajectory
2y · 2024–NowFinancial sub-scores
Computed from 2 filingsProvides financial planning and wealth management advice to individuals and businesses, including investment management, retirement planning, inheritance tax planning, protection and mortgage advice.…
Serves private individuals, families and corporate clients seeking financial advice, including wealth holders planning investments, retirement, inheritance tax, protection and mortgages.
Financial Health
DistressedDistressed
Location
SHEILA TARR LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides independent financial planning and investment advice. Services include pensions and retirement planning, investment portfolio guidance, mortgage and lifetime mortgage advice, insurance…
Serves individual consumers and families seeking financial advice across life stages, including pension savers, retirees, investors, homeowners, and people planning estate or long-term care costs.
Financial Health
StableStable · 0% CAGR over 4y
Location
Grange Financial Planning Limited
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides independent financial advice to individuals, including pension planning, investment advice and protection products. Reviews clients’ finances and builds investment portfolios, including…
Serves UK individuals and families seeking independent financial advice, including clients planning pensions, investments, protection needs and sustainable investment portfolios.
Financial Health
WeakWeak · -35% CAGR over 2y
Location
BEALS MORTGAGE AND FINANCIAL SERVICES LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial advice on mortgages, pensions and retirement planning, investments, inheritance tax planning, equity release, and insurance. Also advises on remortgaging, protection policies, and…
Serves individuals, families and business owners across the UK, including homeowners, retirees/pre-retirees, investors, inheritance tax planners and companies needing business protection advice.
Financial Health
StableStable · -36% CAGR over 4y
Location
Yours Financially Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsProvides financial advisory services to individuals, including retirement planning, pensions and investment advice, mortgage advice, financial protection, inheritance planning, and care fees…
Serves UK individuals and families seeking personal financial advice, including clients planning for retirement, investments, mortgages, inheritance and later-life care costs.
Financial Health
StableStable · -4% CAGR over 4y
Location
Goodship Investment Services Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StrongStrong · Hiring · 14% CAGR over 4y
Location
Surefire Financial Planning Limited
Trajectory
5y · 2020–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
DistressedDistressed · -16% CAGR over 4y
Location
Independence Assured Limited
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides financial advice and planning services to individuals and businesses, including investments, pensions, retirement income options, residential and buy‑to‑let mortgages, protection insurance,…
Serves UK-based consumers and business clients, including individuals planning personal finances, mortgages or retirement, and corporate clients seeking financial protection planning.
Financial Health
WeakWeak · 0% CAGR over 2y
Location
Calpe Financial Solutions Limited
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides financial advice and planning services including retirement planning, savings and investment advice, mortgage advice, and personal protection insurance guidance, helping clients select…
Serves UK-based consumers and individual clients looking for regulated personal finance guidance, including people planning retirement, arranging mortgages, protecting income or managing savings and…
Financial Health
WeakWeak · 0% CAGR over 2y
Location
DE WESLEY INVESTMENTS LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
HealthyHealthy · -68% CAGR over 4y
Location
Fairlight Financial Planning Limited
Trajectory
1y · 2025–NowFinancial Health
Insufficient historyInsufficient history
Location
MATHIES TRADING LTD
Trajectory
5y · 2020–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
DistressedDistressed
Location
TMC Mortgage Associates Ltd
Trajectory
2y · 2024–NowFinancial sub-scores
Computed from 2 filingsFinancial Health
DistressedDistressed · 0% CAGR over 1y
Location
C A House Mortgages Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
DistressedDistressed · 0% CAGR over 4y
Location
BLH HOLDINGS LIMITED
Trajectory
2y · 2025–NowFinancial sub-scores
Computed from 2 filingsFinancial Health
StrongStrong · Hiring · 50% CAGR over 1y
Location
INVESTMENT RESEARCH EXPERT WITNESS LIMITED
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
WeakWeak · 0% CAGR over 4y
Location
Poustie & Co Ltd
Trajectory
5y · 2020–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StrongStrong · Hiring · 19% CAGR over 4y
Location
WARREN COMPLIANCE LIMITED
Trajectory
3y · 2022–NowFinancial sub-scores
Computed from 3 filingsFinancial Health
StableStable · 0% CAGR over 2y
Location
HALLGARTEN & COMPANY LIMITED
Trajectory
5y · 2020–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StableStable · 0% CAGR over 5y
Location
MW CONNECTIONS LIMITED
Trajectory
3y · 2022–NowFinancial sub-scores
Computed from 3 filingsFinancial Health
StrongStrong
Location
THE MORTGAGE STOP LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StrongStrong · Hiring · 42% CAGR over 4y
Location
HUNTER MCDOUGALL LTD
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StableStable · 0% CAGR over 4y
Location
Merdon Financial Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StrongStrong · Hiring · 19% CAGR over 4y
Location
Moneysprite Solent Limited
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsProvides mortgage brokerage and financial advice services, arranging residential, buy‑to‑let and commercial mortgages, secured loans and equity release. Advises on life, health and property…
Serves UK consumers and some business customers seeking mortgages, insurance, pensions, investments and protection products, including homebuyers, landlords, retirees, families, and firms needing…
Financial Health
DistressedDistressed · -13% CAGR over 2y
Location
IMM (Hampshire) Ltd
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
StableStable · 0% CAGR over 4y
Location
REEVES INDEPENDENT FINANCIAL MANAGEMENT LIMITED
Trajectory
3y · 2023–NowFinancial sub-scores
Computed from 3 filingsFinancial Health
HealthyHealthy · 0% CAGR over 2y
Location
Neuron Capital Limited
Trajectory
5y · 2021–NowFinancial sub-scores
Computed from 5 filingsFinancial Health
HealthyHealthy · -16% CAGR over 4y
Location
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How Southampton Wealth Management companies work and how to sell to them
What they do
Southampton wealth managers typically earn revenue through recurring advice fees, portfolio-management charges, financial-planning fees and initial onboarding work. Pricing is usually linked to assets under advice or management, with fixed fees used for planning projects such as retirement-income modelling, estate planning coordination or business-owner reviews. The service is part regulated advice, part relationship management and part operations: firms must gather client evidence, recommend suitable strategies, arrange investments, review portfolios and explain fees in plain terms. The commercial unit is not a one-off sale, but an ongoing client relationship that needs regular reviews, reporting packs and evidence that advice remains suitable as personal circumstances change.
Who they sell to
Most firms sell to private clients rather than procurement departments. Typical buyers include affluent individuals approaching retirement, families managing inherited wealth, trustees overseeing assets and owner-managed businesses where personal and corporate finances overlap. The decision-maker is often the client themselves, sometimes with a spouse, adult children, trustees, an accountant or a solicitor influencing the choice. Sales are usually referral-led through professional introducers, client recommendations and local networks, with direct adviser conversations doing most of the conversion work. Sales cycles vary by trust and complexity: a straightforward retirement-planning engagement may move faster than a portfolio transfer, pension review or trustee mandate requiring more checks and documentation.
What they buy
Most wealth management firms tend to spend on systems and services that protect adviser time, evidence suitability and keep client reporting orderly. Common categories include CRM, financial-planning tools, portfolio reporting, risk profiling, document management, e-signature, client portals, identity verification, anti-money-laundering checks and cyber security. Smaller practices also buy paraplanning support, compliance consultancy, file-review services, professional indemnity cover, outsourced marketing, accountancy, legal advice and recruitment help for advisers or administrators. Technology decisions often sit with a managing director, operations lead, compliance officer or senior adviser, so sellers need to connect the category to review preparation, audit trails, client communications and the cost of manual administration.
Why and how to sell to them
Wealth management buyers tend to evaluate vendors when client books grow, adviser capacity tightens, a senior adviser retires, a practice changes ownership or FCA expectations create extra documentation work. Other triggers include a move into discretionary management, a rise in retirement-income clients, hiring paraplanners or replacing spreadsheets and shared folders with cleaner workflow. Outreach tends to land better when it is specific to regulated advice: fewer incomplete review files, clearer fee disclosure, faster client onboarding, better evidence for suitability and less rekeying between systems. Generic productivity claims are less persuasive than a short explanation of how the offer reduces compliance risk or releases adviser time without disrupting client relationships.
How this list is built
Data sources
This list is built from UK Companies House filings, XBRL accounts data, and semantic analysis of each company's public website. Revenue and headcount figures come from the most recent filed accounts; where the company has not filed, values are estimated using a model trained on filed history and peer benchmarks and are labelled as estimates.
Classification
Rather than relying solely on SIC codes, Firmbase classifies each company semantically: the company's website is crawled, an AI model reads what the company actually sells, and the company is placed into the relevant industry and subsectors. SIC codes are used as one signal but not the only one. This means a company that registered under a generic SIC code but pivoted into (for example) fintech is correctly identified as fintech, not as its original SIC category.
Freshness
The underlying company data is refreshed from Companies House continuously; filings appear in the list within days of submission. The curated list ordering is regenerated when the underlying data moves meaningfully (company count changes by more than 5%, a new company enters the top-ranked segment, or the filed-revenue numbers for the top firms change). You can see the last-updated timestamp near the top of the page.
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Frequently asked questions
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