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Asset Management Companies in Stoke-on-Trent: 54 Active Firms (2026)

Asset management companies allocate, manage and administer investment portfolios for institutional and private clients across Stoke-on-Trent.

Buying centres tend to sit with private-client advisers, professional intermediaries and smaller institutional finance teams rather than centralised procurement functions. The work is likely to be mandate-led: portfolio oversight, investment administration, reporting and periodic review for clients who want a manager within reach. Engagements therefore appear relatively small and relationship-driven, with lean operating teams balancing regulated investment work against back-office reporting. The fit is closer to private-client wealth, professional-client administration and smaller institutional mandates than to outsourced investment platforms serving national enterprise accounts.

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Stoke-on-Trent has 54 actively trading asset management companies in this cohort, which makes the local market small and relationship-led. Reported employment is modest: all 15 reporting firms show a positive headcount, and together they account for 22 people. Only 6 firms were incorporated since 2022, so the cohort appears more weighted towards established small operators than new fund-management entrants. No firm reports turnover above £5M, pointing to adviser-led and administration-heavy businesses rather than institutional-scale managers.

Mandate type matters more than location in this market. Discretionary management, fund management and regulated advice usually bring authorisation, suitability checks, client-asset controls and financial-promotion rules; administration-only work sits nearer the operational-services boundary. For Stoke-on-Trent firms with lean staffing, the practical issue is often compliance capacity: record keeping, client reporting and periodic suitability review need to be handled without the dedicated control teams seen in national managers. That tends to favour narrower mandates, referral-led distribution and conservative product coverage.

Further development appears likely to be incremental rather than expansionary. The cohort’s shape points towards succession planning, consolidation among smaller advisory and administration-led operators, and selective outsourcing of compliance or reporting work where in-house capacity is thin. New entrants may find local client access useful, but scale-up paths tend to be limited without specialist mandates or distribution beyond the city. Researchers should expect a market of persistent small firms, not a deep pipeline of institutional managers.

54

Active firms

2026

6

New incorporations

since 2022

0

Above £5M

reported revenue

Key facts

11% of the cohort was incorporated since 2022 (6 firms), so a sizeable share is in its first few filing cycles.

Stoke-on-Trent asset managers allocate, manage and administer investment portfolios for institutional and private clients.

The local segment sits close to local wealth, pensions, business-owner capital and professional-advisory networks rather than only larger financial centres.

Operating models include owner-managed investment administration, advisory-led portfolio management and smaller discretionary-management businesses.

Portfolio administration tends to be more service-heavy, while capital-allocation firms can run with leaner operating structures.

Top Stoke-on-Trent Asset Management companies

Company
Sales readinessHow strongly each company matches this list’s ideal-customer profile. An AI model assesses what each company does (from its website), its sector and size, and scores its overall fit 0–100. Companies are listed highest score first, so the best-fit prospects appear at the top.
Turnover
Employees
Growth (yoy)Year-on-year change in UK headcount, from filed accounts.
Financial healthComposite 0–100 score from recent XBRL filings (profitability, net assets, liquidity, cash, headcount). Bands: Strong, Healthy, Stable, Weak, Distressed.
Location

Trent River Capital Limited

Trent River Capital
Wealth ManagementAsset Management
5 employeesInc. 2009Stoke-on-Trent, StaffordshireCH 07073799
trentriver.co.uk

Trajectory

5y · 2022–Now

Financial sub-scores

Computed from 5 filings
Net assets18 / 100
Cash20 / 100
Headcount40 / 100
What does Trent River Capital Limited do?

Provides financial advisory services including retirement and pension planning, investment advice, protection products, inheritance tax and trust planning, and broader financial planning and money…

Who does Trent River Capital Limited sell to?

Serves UK residents, particularly individuals and families in Stoke-on-Trent, Newcastle-under-Lyme and Leek, seeking personal financial advice on retirement, pensions, investments, protection, trusts…

Key contacts (1)
RH
Roderick Hopkins
Director
More contacts & email available
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Company vitals
UK Headcount
5
UK Revenue
£152.7kEstimate
Founded
16 years ago
Since Nov 2009
HQ
Stoke-on-Trent, Staffordshire
Financial health
25

Financial Health

Weak

Weak · 0% CAGR over 4y

Location

Map of Stoke-on-Trent, Staffordshire
Suite G9 Federation House, Station Road
Stoke-On-Trent, Staffordshire, ST4 2SA
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Care Services North West Ltd

Mulvaney Capital Management
Asset ManagementInvestment BankingVenture Capital
2 employeesInc. 2022Stoke-on-Trent, StaffordshireCH 14048920
mulvaneycapital.com

Trajectory

3y · 2023–Now

Financial sub-scores

Computed from 3 filings
Net assets68 / 100
Cash100 / 100
Headcount11 / 100
What does Care Services North West Ltd do?

Operates a systematic trend‑following managed futures investment program, trading diversified global futures markets including agriculture, energy, metals and financial contracts. Develops…

Who does Care Services North West Ltd sell to?

Serves professional and institutional investors seeking allocation to systematic managed futures strategies across global futures markets.

Key contacts (2)
SA
Stephanie Anne Mulvaney
Director
WM
William Mulvaney
Director
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Company vitals
UK Headcount
2
UK Revenue
£93.2kEstimate
Founded
4 years ago
Since Apr 2022
HQ
Stoke-on-Trent, Staffordshire
Financial health
61

Financial Health

Healthy

Healthy · -18% CAGR over 2y

Location

Map of Stoke-on-Trent, Staffordshire
The Wedgwood Big House, 1 Moorland Road
Stoke-On-Trent, Staffordshire, ST6 1DJ
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KB ASSOCIATES (EUROPE) LIMITED

KB Associates
Asset Management
0 employeesInc. 2010Stoke-on-Trent, StaffordshireCH 07475102
waystone.com/kb-associates-and-waystone-come-together-to-create-europes-leading-management-company-offering

Trajectory

4y · 2022–Now

Financial sub-scores

Computed from 4 filings
Net assets72 / 100
Cash77 / 100
Headcount0 / 100
What does KB ASSOCIATES (EUROPE) LIMITED do?

Provides management company and governance services for investment funds, including AIFM and UCITS management, authorised corporate director services, regulatory compliance, risk management, fund…

Who does KB ASSOCIATES (EUROPE) LIMITED sell to?

Serves B2B clients in asset management and investment funds, including investment managers, fund sponsors, investors, boards and operators of AIF, UCITS, ETF, private equity, venture capital, private…

Key contacts (1)
BP
Brendan Peter Kearns
Director
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Company vitals
UK Headcount
0
UK Revenue
£383.1kEstimate
Founded
15 years ago
Since Dec 2010
HQ
Stoke-on-Trent, Staffordshire
Financial health
54

Financial Health

Stable

Stable · -80% CAGR over 3y

Location

Map of Stoke-on-Trent, Staffordshire
Suite 2 Albion House 2 Etruria Office Village, Forge Lane, Etruria
Stoke-On-Trent, Staffordshire, ST1 5RQ
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CAIN HOLDINGS LIMITED

Cain International
Asset ManagementReal Estate & Property
Inc. 2015Stoke-on-Trent, StaffordshireCH 09474429
cainint.com

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Cash100 / 100
What does CAIN HOLDINGS LIMITED do?

Alternative asset manager specialising in real estate investments. Acquires, funds and develops property projects including landmark developments, logistics and supply chain infrastructure, hotels,…

Who does CAIN HOLDINGS LIMITED sell to?

Serves institutional investors and capital partners, as well as commercial occupiers and operators in supply chain infrastructure, living, hospitality, sports and entertainment sectors.

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Company vitals
UK Headcount
0
UK Revenue
£322kEstimate
Founded
11 years ago
Since Mar 2015
HQ
Stoke-on-Trent, Staffordshire
Financial health
100

Financial Health

Strong

Strong

Location

Map of Stoke-on-Trent, Staffordshire
Suite 2 Albion House 2 Etruria Office Village, Forge Lane, Etruria
Stoke-On-Trent, Staffordshire, ST1 5RQ
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Healthcare Consultant Solutions Limited

Healthcare Consultant Solutions
Asset ManagementPublic Sector
2 employeesInc. 2024Stoke-on-TrentCH 15615321

Trajectory

1y · 2025–Now
Key contacts (1)
FA
Faheem Ahmad Sodagar
Director
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Company vitals
UK Headcount
2
UK Revenue
£16.9kEstimate
Founded
2 years ago
Since Apr 2024
HQ
Stoke-on-Trent
Financial health

Financial Health

Insufficient history

Insufficient history

Location

Map of Stoke-on-Trent
Winton House, Stoke Road
Stoke-On-Trent, ST4 2RW
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GDWN Investments Limited

Gdwn Investments
Asset Management
Inc. 2021Stoke on Trent, StaffordshireCH 13228150

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Net assets100 / 100
Cash100 / 100
Key contacts (1)
HL
Hannah Louise Goodwin
Director
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Company vitals
UK Headcount
0
UK Revenue
£207.6kEstimate
Founded
5 years ago
Since Feb 2021
HQ
Stoke on Trent, Staffordshire
Financial health
100

Financial Health

Strong

Strong

Location

Map of Stoke on Trent, Staffordshire
The Glades Festival Way, Festival Park
Stoke On Trent, Staffordshire, ST1 5SQ
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LUMMO LIMITED

Lummo
Asset ManagementReal Estate & PropertyDeep Tech
1 employeesInc. 2018Stoke-on-TrentCH 11373883

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Cash100 / 100
Headcount40 / 100
Key contacts (1)
GD
Grzegorz Dawid Putynkowski
Director
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Company vitals
UK Headcount
1
UK Revenue
£62.8kEstimate
Founded
8 years ago
Since May 2018
HQ
Stoke-on-Trent
Financial health
70

Financial Health

Healthy

Healthy · 0% CAGR over 4y

Location

Map of Stoke-on-Trent
71 Penstock Drive
Stoke-On-Trent, ST4 7GF
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Charterhouse Financial Limited

Charterhouse Financial Planning
Wealth ManagementAsset Management
3 employeesInc. 2020Newcastle Under Lyme, StaffordshireCH 12836131
charterhousefp.com

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Net assets0 / 100
Cash58 / 100
Headcount100 / 100
What does Charterhouse Financial Limited do?

Provides financial planning and advisory services for private and corporate clients, specialising in investment and pension planning. Also offers portfolio management and tax planning, with client…

Who does Charterhouse Financial Limited sell to?

Serves a mix of B2C and B2B customers: private individuals and corporate clients with ongoing financial planning needs, particularly around investments and pensions.

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Company vitals
UK Headcount
3
UK Revenue
£86.1kEstimate
Founded
5 years ago
Since Aug 2020
HQ
Newcastle Under Lyme, Staffordshire
Financial health
43

Financial Health

Stable

Stable · Hiring · 11% CAGR over 4y

HiringFinancial distressTechnical insolvency

Location

Map of Newcastle Under Lyme, Staffordshire
3 Brindley Court Dalewood Road, Lymedale Business Park
Newcastle Under Lyme, Staffordshire, ST5 9QA
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Interplan Investments Limited

Interplan Investments
Asset Management
Inc. 2018ST5 9HX, StaffordshireCH 11622452

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Net assets0 / 100
Cash100 / 100
More contacts & email available
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Company vitals
UK Headcount
0
UK Revenue
£20kEstimate
Founded
7 years ago
Since Oct 2018
HQ
ST5 9HX, Staffordshire
Financial health
38

Financial Health

Weak

Weak

Financial distressTechnical insolvency

Location

Map of ST5 9HX, Staffordshire
Interplan, Lymedale Business Park
St5 9hx, Staffordshire, ST5 9HX
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Maprop Limited

Maprop
Asset Management
1 employeesInc. 2003Stoke-on-TrentCH 04947826

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Net assets0 / 100
Cash100 / 100
Headcount40 / 100
Key contacts (1)
GF
Geoffrey Francis Granger
Director
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Company vitals
UK Headcount
1
UK Revenue
£57.9kEstimate
Founded
22 years ago
Since Oct 2003
HQ
Stoke-on-Trent
Financial health
38

Financial Health

Weak

Weak · 0% CAGR over 4y

Financial distressTechnical insolvency

Location

Map of Stoke-on-Trent
4 Riverside Crescent Hall Yard, Tean
Stoke-On-Trent, ST10 4FD
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1001010101 LIMITED

1001010101
Asset Management
2 employeesInc. 2023Newcastle, StaffordshireCH 14917955

Trajectory

2y · 2024–Now

Financial sub-scores

Computed from 2 filings
Net assets0 / 100
Cash55 / 100
Key contacts (5)
DE
Dsl Electrical And Renewables Ltd
Corporate Director
HH
Howlett Holdings Ltd
Corporate Director
MI
McAthey Investments Ltd
Corporate Director
PL
Pote Ltd
Corporate Director
SH
Spriggs Holdings Ltd
Corporate Director
More contacts & email available
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Company vitals
UK Headcount
2
UK Revenue
£18.4kEstimate
Founded
3 years ago
Since Jun 2023
HQ
Newcastle, Staffordshire
Financial health
21

Financial Health

Weak

Weak

Financial distressTechnical insolvency

Location

Map of Newcastle, Staffordshire
Osprey House Brymbo Road, Lymedale Business Park
Newcastle, Staffordshire, ST5 9HX
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Richard Wilde Wealth Solutions Limited

Richard Wilde Wealth Solutions
Asset Management
2 employeesInc. 2015Stoke on Trent, StaffordshireCH 09572551

Trajectory

5y · 2021–Now

Financial sub-scores

Computed from 5 filings
Net assets0 / 100
Headcount40 / 100
Key contacts (1)
SW
Sally Wilde
Director
More contacts & email available
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Company vitals
UK Headcount
2
UK Revenue
£41.7kEstimate
Founded
11 years ago
Since May 2015
HQ
Stoke on Trent, Staffordshire
Financial health
15

Financial Health

Distressed

Distressed · 0% CAGR over 4y

Financial distress

Location

Map of Stoke on Trent, Staffordshire
6 Penmere Drive, Werrington
Stoke On Trent, Staffordshire, ST9 0NG
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WILLOW FINANCIAL SOLUTIONS LTD

Willow Financial Solutions
Asset ManagementInsurance
2 employeesInc. 2015Stoke-on-Trent, StaffordshireCH 09837053

Trajectory

5y · 2022–Now

Financial sub-scores

Computed from 5 filings
Net assets17 / 100
Headcount0 / 100
Key contacts (2)
IE
Ian Eric Bartlett
Director
RJ
Rebecca Jayne Hammonds
Director
More contacts & email available
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Company vitals
UK Headcount
2
UK Revenue
£23.5kEstimate
Founded
10 years ago
Since Oct 2015
HQ
Stoke-on-Trent, Staffordshire
Financial health
10

Financial Health

Distressed

Distressed · -16% CAGR over 4y

Financial distress

Location

Map of Stoke-on-Trent, Staffordshire
319a Uttoxeter Road, Blythe Bridge
Stoke-On-Trent, Staffordshire, ST11 9QA
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BRITE PROPERTIES LTD

Brite Properties
Asset ManagementReal Estate & Property
Inc. 2021LondonCH 13778050

Trajectory

2y · 2023–Now

Financial sub-scores

Computed from 2 filings
Net assets40 / 100
More contacts & email available
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Company vitals
UK Headcount
0
UK Revenue
£0Estimate
Founded
4 years ago
Since Dec 2021
HQ
London
Financial health
40

Financial Health

Stable

Stable

Location

Map of London
Suite G04, 1 Quality Court, Chancery Lane
London, WC2A 1HR
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Dunmarb Limited

Dunmarb
Asset Management
2 employeesInc. 2021Leek, StaffordshireCH 13505077

Trajectory

3y · 2023–Now

Financial sub-scores

Computed from 3 filings
Net assets100 / 100
Cash0 / 100
Headcount40 / 100
Key contacts (2)
MA
Margaret Ann Bray
Director
DJ
Duncan James Bray
Director
More contacts & email available
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Company vitals
UK Headcount
2
UK Revenue
£277.1kEstimate
Founded
4 years ago
Since Jul 2021
HQ
Leek, Staffordshire
Financial health
56

Financial Health

Stable

Stable · 0% CAGR over 2y

Location

Map of Leek, Staffordshire
C/O Armstrongs, Alexandra House, Queen Street
Leek, Staffordshire, ST13 6LP
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How Stoke-on-Trent Asset Management companies work and how to sell to them

What they do

Revenue usually comes from recurring fees on managed assets, fixed retainers for mandate oversight, and charges for administration, reporting or transaction support. The service shape is part investment process and part regulated operations: portfolio construction, periodic review, client communication, reconciliation and record keeping. In Stoke-on-Trent, the likely commercial pattern is relationship-led rather than platform-led, with managers earning repeat income from a relatively contained client book. Pricing tends to follow the mandate rather than a catalogue, so sellers should expect bespoke scopes, careful onboarding and a preference for tools or services that fit existing adviser and client-reporting routines.

Who they sell to

Most firms in this segment sell to private clients, professional intermediaries and smaller institutional or trustee-led buyers. Decision makers are often owner-managers, advisers, finance directors, partners in intermediary firms, or trustees with responsibility for oversight rather than a central procurement team. New mandates usually depend on trust, suitability and service history, so sales cycles can be longer than the apparent contract value suggests. Direct referrals, existing professional networks and adviser relationships matter more than open tendering, although more formal RFP-style processes may appear where a pension, charity or professional-client mandate is involved.

What they buy

Most asset management firms tend to spend on systems and services that reduce operational drag without forcing a change in investment style. Relevant categories include client relationship management, portfolio administration, client reporting, document management, secure communications, compliance monitoring, anti-money-laundering checks, accounting support, cyber security, outsourced legal and regulatory advice, and specialist recruitment for operations or compliance roles. Lean teams may also buy outsourced reporting, reconciliation, bookkeeping, marketing support for referral channels, and technology help for moving away from spreadsheets or ageing desktop systems. Pitches land better when they connect to mandate administration, evidence trails and service quality rather than abstract efficiency claims.

Why and how to sell to them

Buying triggers tend to appear when client books change hands, a new senior adviser joins, reporting deadlines become harder to manage, or a firm takes on mandates that strain existing processes. Regulatory change, succession planning, consolidation and rising client expectations can also move these buyers from informal workarounds to paid external support. Outbound should be specific about the operational problem: faster production of client packs, cleaner records for suitability review, fewer manual reconciliation steps, or clearer oversight for owner-managers. Claims about scale alone are less persuasive in this market than proof that a small regulated team can reduce administration while keeping control of client relationships.

How this list is built

Methodology

Data sources

This list is built from UK Companies House filings, XBRL accounts data, and semantic analysis of each company's public website. Revenue and headcount figures come from the most recent filed accounts; where the company has not filed, values are estimated using a model trained on filed history and peer benchmarks and are labelled as estimates.

Classification

Rather than relying solely on SIC codes, Firmbase classifies each company semantically: the company's website is crawled, an AI model reads what the company actually sells, and the company is placed into the relevant industry and subsectors. SIC codes are used as one signal but not the only one. This means a company that registered under a generic SIC code but pivoted into (for example) fintech is correctly identified as fintech, not as its original SIC category.

Freshness

The underlying company data is refreshed from Companies House continuously; filings appear in the list within days of submission. The curated list ordering is regenerated when the underlying data moves meaningfully (company count changes by more than 5%, a new company enters the top-ranked segment, or the filed-revenue numbers for the top firms change). You can see the last-updated timestamp near the top of the page.

Also in Stoke-on-Trent

Related directories

Frequently asked questions

How many asset management companies are there in Stoke-on-Trent?
Around 55 actively-trading asset management companies are registered in Stoke-on-Trent. Of those, 0 report turnover above £5M in their most recent filed accounts. This Stoke-on-Trent list covers companies across the wider Stoke-on-Trent travel-to-work area, including surrounding towns — not just the Stoke-on-Trent local-authority boundary.
What counts as a asset management company in this list?
A company is included when its public website and filed activity descriptions indicate it sells asset management products or services as its primary business — not just because of the SIC code it picked at incorporation. Each company is tagged via semantic analysis of its website content; SIC codes are used as supporting signal, not the sole gate.
Which are the largest asset management companies in Stoke-on-Trent?
The list is ranked by a sales-readiness score — built from trading signals, financial health and growth rather than raw turnover — so the most actionable asset management companies in Stoke-on-Trent appear at the top of the table. Larger firms often still rank highly, because that score rewards genuine trading scale, but the order reflects sales-readiness, not turnover alone. About 0 of the 55 actively-trading firms report turnover above £5M in their most recent accounts; subsidiaries that file consolidated worldwide accounts are excluded so the figures stay comparable across UK filers.
What do asset management companies in Stoke-on-Trent actually do?
Revenue usually comes from recurring fees on managed assets, fixed retainers for mandate oversight, and charges for administration, reporting or transaction support. The service shape is part investment process and part regulated operations: portfolio construction, periodic review, client communication, reconciliation and record keeping. In Stoke-on-Trent, the likely commercial pattern is relationship-led rather than platform-led, with managers earning repeat income from a relatively contained client book. Pricing tends to follow the mandate rather than a catalogue, so sellers should expect bespoke scopes, careful onboarding and a preference for tools or services that fit existing adviser and client-reporting routines.
How does Stoke-on-Trent asset management compare internationally?
Cross-border comparisons of asset management populations are tricky because every country defines the sector slightly differently and reports financials on different cadences. We focus this list on firms that file UK statutory accounts so the figures are comparable; international peer breakdowns aren't bundled here.
How is this list built and how fresh is the data?
The list is rebuilt from Companies House dump data, XBRL filings, and a website analysis pass over each company's public site. Companies with consolidated group accounts (worldwide rather than UK-only revenue) are excluded so the figures stay UK-specific. The page's last-updated date is shown at the top.
How big are the typical asset management companies in Stoke-on-Trent?
Company sizes in this list vary widely, from small specialists to large established asset management firms; most report headcount and turnover through their Companies House filings.
Are these mostly new or established asset management companies?
6 of the 55 actively-trading asset management companies in this list were incorporated since 2022; the remainder were incorporated before then, so the Stoke-on-Trent list mixes recent entrants with longer-established firms.
What SIC codes does this use?
Rather than relying solely on SIC codes, we build a semantic understanding of what each company actually does by scraping its website and analysing it with AI. This means a company is included based on what it sells, not what SIC code it picked at incorporation. SIC codes are used as a signal but not the primary classification.
What buying signals should I look for?
The strongest signals for B2B outbound are recent leadership changes (new CFO/CRO), rapid headcount growth, revenue-band changes, and web-stack changes. Firmbase tracks all of these automatically.

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